RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• T••••• H•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jul 17, 2023 · Hockessin, De
- M•••••• F•••••••• P••••••• I•• formerMar 17, 2022 to Feb 13, 2024 · Newark, De
- F••••••••• I••• state registeredNov 23, 2021 to Jun 29, 2023 · Media, Pa
- M•••••• F•••••••• P••••••• I•• to M••••• G••••• A••••••• I•••left Feb 13, 2024, registered Jul 17, 2023 (-211 days) · RIA to RIA · moved with a team
- F••••••••• I••• to M•••••• F•••••••• P••••••• I••left Jun 29, 2023, registered Mar 17, 2022 (-469 days) · Other
- S••• T••••• H••••• left M•••••• F•••••••• P••••••• I•• for M••••• G••••• A••••••• I••• (registered 2023-07-17)Feb 13, 2024 · Advisor changed firm · fact
- S••• T••••• H••••• left F••••••••• I••• for M•••••• F•••••••• P••••••• I•• (registered 2022-03-17)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address