RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M•••••• J••••
- B•••••••• M•••• state registered currentsince Dec 10, 2025 · Nashville, Tn
- A••••••• S••••••• N•••••• independent RIAApr 17, 2019 to Oct 22, 2021 · Nashville, Tn
- E•••••••• A•••••••• L•• national BDJan 19, 2017 to Apr 25, 2019 · Franklin, Tn
- A••••••• S••••••• N•••••• to B•••••••• M••••left Oct 22, 2021, registered Dec 10, 2025 (1510 days) · RIA to a state-registered adviser
- E•••••••• A•••••••• L•• to A••••••• S••••••• N••••••left Apr 25, 2019, registered Apr 17, 2019 (-8 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address