DFX Intelligence
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Registered advisor
G•••••• C••• V••••••
Feed of 09/14/2026
At current firm
7 y
since Nov 26, 2018
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 26, 2018 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedMar 8, 2017 to Aug 7, 2018 · Alpharetta, Ga
- E••••• J•••• national BDDec 1, 2016 to Feb 14, 2017 · Roswell, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E••••• J••••left Aug 7, 2018, registered Nov 26, 2018 (111 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to L•• F•••••••• L••left Feb 14, 2017, registered Mar 8, 2017 (22 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address