RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y••••• F•
- R••••••• C•••••• A••••••• L•• state registered currentsince Oct 26, 2022 · Ambler, Pa
- D••••• C•••••• M••••••••• state registeredMay 31, 2019 to Dec 9, 2022 · Ambler, Pa
- R•• B•••• R••• C•••••• L•• unclassifiedMar 8, 2018 to Dec 31, 2018 · Philadelphia, Pa
- D••••• C•••••• M••••••••• state registeredSep 21, 2016 to Apr 13, 2017 · Ambler, Pa
- D••••• C•••••• M••••••••• to R••••••• C•••••• A••••••• L••left Dec 9, 2022, registered Oct 26, 2022 (-44 days) · Other · moved with a team
- R•• B•••• R••• C•••••• L•• to D••••• C•••••• M•••••••••left Dec 31, 2018, registered May 31, 2019 (151 days) · Other · moved with a team
- D••••• C•••••• M••••••••• to R•• B•••• R••• C•••••• L••left Apr 13, 2017, registered Mar 8, 2018 (329 days) · Other
- Y••••• F• left D••••• C•••••• M••••••••• for R••••••• C•••••• A••••••• L•• (registered 2022-10-26)Dec 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address