DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Dillon Capital Management

STATE REGISTEREDAmbler, PennsylvaniaCRD 159420websiteIAPD
Legal name Dillon Capital Management, LLC
Latest filing Mar 6, 2026
First filing on the tape Mar 6, 2026 · 1 filings
RAUM
$83.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$67.0M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
RAUM per advisor
$41.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$674,069derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$4.0M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$48.4M58%
  • Individuals$18.5M22%
  • Pension and profit-sharing plans$8.6M10%
  • Corporations and businesses$4.7M5.7%
  • Insurance companies$3.3M3.9%
Individual clients
37reported
HNW clients
19reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
124reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$4.0M for 5 clientsreported
Compensation
% of AUMreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
George Francis FoleyAmbler, PaFeb 6, 201229 y2
Geoffrey Joseph DeaseyAmbler, PaNov 3, 202040 y8
Christian M NoyesAmbler, PaJul 5, 202311 y0
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Ambler, Pa · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
4 dated events
  • Connor James Mcnicholas left Dillon Capital Management for Poxono Capital (registered 2024-06-11)
    May 21, 2024 · Advisor changed firm · fact
  • Yvonne Fu left Dillon Capital Management for Rational Capital Advisors Llc (registered 2022-10-26)
    Dec 9, 2022 · Advisor changed firm · fact
  • Robert Keith Lutey left Dillon Capital Management for Rational Capital Advisors Llc (registered 2022-10-26)
    Dec 9, 2022 · Advisor changed firm · fact
  • 2 advisors left Dillon Capital Management (Philadelphia, PA) for Rational Capital Advisors LLC on the same day
    Dec 9, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
DILLONONE.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
215-367-5365reportedpublic record, Form ADV, Mar 6, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026