DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Carmen Alexandra Dobrescu
At current firm
3 y
since Feb 20, 2023
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Feb 20, 2023 · Seattle, Wa
- Columbia Pacific Wealth Management formerMay 3, 2019 to Aug 31, 2023 · Seattle, Wa
- UBS Financial Services Inc. wirehouseSep 27, 2017 to Apr 5, 2019 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- Columbia Pacific Wealth Management to Corientleft Aug 31, 2023, registered Feb 20, 2023 (-192 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Columbia Pacific Wealth Managementleft Apr 5, 2019, registered May 3, 2019 (28 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address