DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• N•••••• H•••••••

S•••••••• A•••••••independent RIAOlympia, WaIA-onlyIAPD 6711968

Feed of 09/14/2026

Also filed as Christen Nichole Hayes

At current firm

4 y

since May 26, 2022

In the industry

19 y

since Feb 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Advisorreportedsoundviewadvisors.comfirm site, Sep 15, 2026
Professional profile: soundviewadvisors.com/nichole-harrisonreportedsoundviewadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S•••••••• A••••••• independent RIA current
since May 26, 2022 · Olympia, Wa
N••••••• F•••••••• unclassified
Jul 6, 2021 to May 4, 2022 · Lacey, Wa
C••••••••• F•••••••• N•••••• national BD
May 3, 2021 to Apr 29, 2022 · Lacey, Wa
A••••• W••••• A•••••••• L•• independent RIA
Jan 1, 2020 to Aug 4, 2020 · Tumwater, Wa
R••••• W••••• M••••••••• L•• unclassified
Aug 27, 2019 to Jan 24, 2020 · Tumwater, Wa

Moves

a registration end followed by a registration begin elsewhere

N••••••• F•••••••• to S•••••••• A•••••••
left May 4, 2022, registered May 26, 2022 (22 days) · Other
C••••••••• F•••••••• N•••••• to N••••••• F••••••••
left Apr 29, 2022, registered Jul 6, 2021 (-297 days) · Other
A••••• W••••• A•••••••• L•• to C••••••••• F•••••••• N••••••
left Aug 4, 2020, registered May 3, 2021 (272 days) · RIA to affiliated broker-dealer or bank
R••••• W••••• M••••••••• L•• to A••••• W••••• A•••••••• L••
left Jan 24, 2020, registered Jan 1, 2020 (-23 days) · Other · moved with a team

Signals

C••••••• N•••••• H••••••• left N••••••• F•••••••• for S•••••••• A••••••• (registered 2022-05-26)
May 4, 2022 · Advisor changed firm · fact
C••••••• N•••••• H••••••• left C••••••••• F•••••••• N•••••• for N••••••• F•••••••• (registered 2021-07-06)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address