DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Patrick Heard
Feed of 09/15/2026
At current firm
4 y
since Aug 10, 2022
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 10, 2022 · Eunice, La
- Hancock Whitney Investment Services Inc. independent RIAJan 21, 2020 to Aug 10, 2022 · New Orleans, La
- Cetera Investment Advisers LLC BD affiliatedFeb 20, 2018 to Jan 16, 2020 · Lafayette, La
- Osaic Institutions, Inc. BD affiliatedSep 29, 2017 to Jan 25, 2018 · Lafayette, La
Moves
a registration end followed by a registration begin elsewhere
- Hancock Whitney Investment Services Inc. to Cetera Investment Advisers LLCleft Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- Cetera Investment Advisers LLC to Hancock Whitney Investment Services Inc.left Jan 16, 2020, registered Jan 21, 2020 (5 days) · Affiliated broker-dealer or bank to another
- Osaic Institutions, Inc. to Cetera Investment Advisers LLCleft Jan 25, 2018, registered Feb 20, 2018 (26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address