RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• N••••• P••••••••
- A•• W••••• A••••••• L•• state registered currentsince Jun 25, 2024 · Canton, Oh
- V••••• C•••••• M••••••••• L•• independent RIAJan 15, 2020 to Jul 19, 2022 · Tickfaw, La
- H••••• I••••••••• M••••••••• L•• independent RIANov 4, 2016 to Jan 9, 2020 · Tickfaw, La
- V••••• C•••••• M••••••••• L•• to A•• W••••• A••••••• L••left Jul 19, 2022, registered Jun 25, 2024 (707 days) · RIA to a state-registered adviser
- H••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Jan 9, 2020, registered Jan 15, 2020 (6 days) · RIA to RIA
- J••••• N••••• P•••••••• left V••••• C•••••• M••••••••• L•• for A•• W••••• A••••••• L•• (registered 2024-06-25)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address