DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Aan Wealth Advisors LLC
Latest filing Jun 1, 2026
First filing on the tape Jun 1, 2026 · 1 filings
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$130M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
- RAUM per advisor
- $13.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $247,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.4derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.0M71%
- Individuals$38.0M29%
- Individual clients
- 172reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 525reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Troy Atkinson | Canton, Oh | Mar 5, 2019 | 24 y | 0 |
| Daniel Troy Stidham | Canton, Oh | Jan 31, 2020 | 12 y | 2 |
| Denise Alene Grace | Canton, Oh | Oct 19, 2023 | 20 y | 3 |
| Susan Marie MorrisonCertified Financial Planner | Canton, Oh | Nov 6, 2023 | 28 y | 3 |
| Joshua Allan Postlewaite | Canton, Oh | Jan 9, 2024 | 10 y | 0 |
| Olivea Genesis Jett | Canton, Oh | Mar 21, 2024 | 11 y | 0 |
| Jeremy Nathan Pizzolato | Metairie, La | Jun 25, 2024 | 10 y | 2 |
| Douglas Anthony Sanders | Canton, Oh | Jan 21, 2025 | 13 y | 0 |
| Stephen B LeitzellCertified Financial Planner, Chartered Financial Consultant | Easley, Sc | Mar 13, 2025 | 41 y | 4 |
| Jesse Allan Mays | Lake Oswego, Or | Aug 7, 2025 | 18 y | 0 |
| Joshua David RochonCertified Financial Planner | Canton, Oh | Apr 2, 2026 | 20 y | 9 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 days0 left over 36 months
Left, latest
- Caleb Michael Lopez to Boutique Wealth Advisors LLCSep 16, 2021 · Other
Joined, latest
- Joshua David Rochon from Advisory Alpha, LLCApr 2, 2026 · RIA to a state-registered adviser
- Stephen B Leitzell from Garden State Investment Advisory Services, LLCMar 13, 2025 · RIA to a state-registered adviser
- Jeremy Nathan Pizzolato from Virtue Capital Management, LLCJun 25, 2024 · RIA to a state-registered adviser
- Susan Marie Morrison from Ameriprise Financial Services, LLCNov 6, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
- Denise Alene Grace from Alphastar Capital ManagementOct 19, 2023 · RIA to a state-registered adviser
- Daniel Troy Stidham from Strategic Planning AssociatesJan 31, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canton, Oh · principal | 10 | 1 | 0 | ||
| Paragould, Ar | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- aanwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (888) 720-0360reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026