RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• W•••• G••••••
- G•••••• C•••••• M••••••••• state registered currentsince Jun 16, 2025 · Tulsa, Ok
- E•••••• C•••••• unclassifiedMay 28, 2020 to Jul 11, 2022 · Prairie Village, Ks
- D•••• T••••• I••••••••• M••••••••• I••• formerMay 24, 2019 to Feb 10, 2020 · Prairie Village, Ks
- M•••• • S•••••• W••••• M••••••••• independent RIAOct 22, 2016 to Mar 4, 2019 · Kansas City, Mo
- E•••••• C•••••• to G•••••• C•••••• M•••••••••left Jul 11, 2022, registered Jun 16, 2025 (1071 days) · Other
- D•••• T••••• I••••••••• M••••••••• I••• to E•••••• C••••••left Feb 10, 2020, registered May 28, 2020 (108 days) · Other
- M•••• • S•••••• W••••• M••••••••• to D•••• T••••• I••••••••• M••••••••• I•••left Mar 4, 2019, registered May 24, 2019 (81 days) · RIA to RIA
- M••••• W•••• G•••••• left E•••••• C•••••• for G•••••• C•••••• M••••••••• (registered 2025-06-16)Jul 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address