DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Danda Trouve Investment Management, Inc.
Latest filing Nov 4, 2022
First filing on the tape Mar 23, 2012 · 15 filings
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$136M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$136M as of Mar 29, 2022
May 4, 2012$76.7M then
HNW client RAUM$114M as of Mar 29, 2022
Mar 27, 2019$85.7M then
State-registered IARs (5.B.3)2 as of Mar 29, 2022
May 4, 20120 then
Employees (5.A)3 as of Mar 29, 2022
Mar 27, 20194 then
Private funds: no history
RAUM +7.5% over the last fiscal year+8.2% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Nov 4, 2022; every figure names its basis
- RAUM per advisor
- $67.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $455,437derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M84%
- Individuals$21.4M16%
- Individual clients
- 63reported
- HNW clients
- 41reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 298reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Michelle Elizabeth Trouve to CaptrustDec 31, 2022 · Other
- Marcus Wayne Gibbens to Erudite CapitalFeb 10, 2020 · Other
Joined, latest
- Marcus Wayne Gibbens from Mader & Shannon Wealth ManagementMay 24, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Michelle Trouve · President, Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
- James Danda · Vice Presidentsince 01/2008 · owns less than 5%
- Claude Marie Marc Trouve · Secretarysince 01/2012 · owns less than 5%
Related persons
Schedule D 7.A
- Captrustinvestment advisernRAUM $1237B
- Captrust Financial Advisorsbroker-dealernRAUM $116B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 29, 2022 to Nov 4, 2022
- Related broker-dealer · false to trueMar 29, 2022 to Nov 4, 2022
- Accounts · 283 to 298Mar 22, 2021 to Mar 29, 2022
- HNW clients · 39 to 41Mar 22, 2021 to Mar 29, 2022
- Individual clients · 62 to 63Mar 22, 2021 to Mar 29, 2022
- Discretionary RAUM · $126M to $136MMar 22, 2021 to Mar 29, 2022
- HNW RAUM · $105M to $114MMar 22, 2021 to Mar 29, 2022
- Individual RAUM · $21.3M to $21.4MMar 22, 2021 to Mar 29, 2022
- RAUM · $126M to $136MMar 22, 2021 to Mar 29, 2022
- Accounts · 279 to 283Mar 8, 2021 to Mar 22, 2021
- HNW clients · 42 to 39Mar 8, 2021 to Mar 22, 2021
- Individual clients · 55 to 62Mar 8, 2021 to Mar 22, 2021
- Discretionary RAUM · $126M to $126MMar 8, 2021 to Mar 22, 2021
- HNW RAUM · $105M to $105MMar 8, 2021 to Mar 22, 2021
- Individual RAUM · $21.1M to $21.3MMar 8, 2021 to Mar 22, 2021
- RAUM · $126M to $126MMar 8, 2021 to Mar 22, 2021
- State-registered IARs · 1 to 2Jun 18, 2020 to Mar 8, 2021
- Accounts · 267 to 279May 20, 2019 to Mar 7, 2020
- HNW clients · 55 to 42May 20, 2019 to Mar 7, 2020
- Individual clients · 37 to 55May 20, 2019 to Mar 7, 2020
- Employees · 4 to 3May 20, 2019 to Mar 7, 2020
- Discretionary RAUM · $107M to $126MMay 20, 2019 to Mar 7, 2020
- HNW RAUM · $85.7M to $105MMay 20, 2019 to Mar 7, 2020
- Individual RAUM · $21.4M to $21.1MMay 20, 2019 to Mar 7, 2020
- RAUM · $107M to $126MMay 20, 2019 to Mar 7, 2020
- Accounts · 260 to 267Nov 9, 2018 to Mar 27, 2019
- Advisory employees · 2 to 1Nov 9, 2018 to Mar 27, 2019
- HNW clients · 39 to 55Nov 9, 2018 to Mar 27, 2019
- Individual clients · 52 to 37Nov 9, 2018 to Mar 27, 2019
- Pension plan clients · 1 to 0Nov 9, 2018 to Mar 27, 2019
- State-registered IARs · 2 to 1Nov 9, 2018 to Mar 27, 2019
- Discretionary RAUM · $112M to $107MNov 9, 2018 to Mar 27, 2019
- HNW RAUM · $91.2M to $85.7MNov 9, 2018 to Mar 27, 2019
- Individual RAUM · $20.2M to $21.4MNov 9, 2018 to Mar 27, 2019
- Pension RAUM · 431131.0 to unsetNov 9, 2018 to Mar 27, 2019
- RAUM · $112M to $107MNov 9, 2018 to Mar 27, 2019
- Advisory employees · 1 to 2Mar 9, 2018 to Nov 9, 2018
- State-registered IARs · 1 to 2Mar 9, 2018 to Nov 9, 2018
- Accounts · 234 to 260May 8, 2012 to Mar 7, 2018
- Advisory employees · unset to 1.0May 8, 2012 to Mar 7, 2018
Signals
2 dated events
- Michelle Elizabeth Trouve left Danda Trouve Investment Management, Inc. for Captrust (registered 2022-11-04)Dec 31, 2022 · Advisor changed firm · fact
- Danda Trouve Investment Management, Inc. filed its initial SEC registration (Form ADV)Mar 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026