RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• V• L••••••
- M••••• S•••••• wirehouse currentsince Nov 4, 2025 · Fort Lauderdale, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 30, 2022 to May 14, 2025 · Ft Lauderdale, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 22, 2020 to Mar 25, 2022 · Coral Gables, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2020 to Sep 8, 2020 · Boca Raton, Fl
- H•••••• J• S••• C•••••• M••••••••• I••• independent RIADec 18, 2019 to Feb 4, 2020 · Boca Raton, Fl
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left May 14, 2025, registered Nov 4, 2025 (174 days) · Affiliated broker-dealer or bank to wirehouse
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 25, 2022, registered Mar 30, 2022 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 8, 2020, registered Sep 22, 2020 (14 days) · Other
- H•••••• J• S••• C•••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 4, 2020, registered Feb 27, 2020 (23 days) · RIA to affiliated broker-dealer or bank
- A••••• V• L•••••• left A••••••••• F•••••••• S•••••••• L•• for M••••• S•••••• (registered 2025-11-04)May 14, 2025 · Advisor changed firm · fact
- A••••• V• L•••••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-03-30)Mar 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address