DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Keith Slaughter

U.S. Bancorp Advisors, LLCBD affiliatedPaducah, Ky dual registrantIAPD 6717690

Feed of 09/15/2026

Also filed as Adam Slaughter

At current firm

0 y

since Feb 13, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Paducah, Ky
U.S. Bancorp Investments, Inc. former
Jun 27, 2025 to Feb 13, 2026 · Bowling Green, Ky
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 7, 2022 to Jun 28, 2025 · Bowling Green, Ky
Edward Jones national BD
Apr 29, 2022 to Nov 4, 2022 · Bowling Green, Ky
Pruco Securities, LLC no RAUM
Aug 25, 2021 to May 17, 2022 · Louisville, Ky
Bankers Life Advisory Services, Inc. BD affiliated
Oct 4, 2017 to Aug 26, 2021 · Bowling Green, Ky

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Investments, Inc.
left Jun 28, 2025, registered Jun 27, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 4, 2022, registered Dec 7, 2022 (33 days) · Affiliated broker-dealer or bank to wirehouse
Pruco Securities, LLC to Edward Jones
left May 17, 2022, registered Apr 29, 2022 (-18 days) · Affiliated broker-dealer or bank to another
Bankers Life Advisory Services, Inc. to Pruco Securities, LLC
left Aug 26, 2021, registered Aug 25, 2021 (-1 days) · Affiliated broker-dealer or bank to another

Signals

Adam Keith Slaughter left Merrill Lynch, Pierce, Fenner & Smith Incorporated for U.S. Bancorp Investments, Inc. (registered 2025-06-27)
Jun 28, 2025 · Advisor changed firm · fact
Adam Keith Slaughter left Edward Jones for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-12-07)
Nov 4, 2022 · Advisor changed firm · fact
Adam Keith Slaughter left Pruco Securities, Llc for Edward Jones (registered 2022-04-29)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address