DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Richard Joseph Bettger
At current firm
0 y
since Sep 8, 2026
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Sep 8, 2026 · St. Louis, Mo
- Moneta Group Investment Advisors, LLC independent RIAFeb 8, 2024 to Sep 3, 2026 · St. Louis, Mo
- Stifel, Nicolaus & Company, Incorporated national BDSep 28, 2017 to Sep 29, 2023 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Moneta Group Investment Advisors, LLC to Edward Jonesleft Sep 3, 2026, registered Sep 8, 2026 (5 days) · RIA to affiliated broker-dealer or bank
- Stifel, Nicolaus & Company, Incorporated to Moneta Group Investment Advisors, LLCleft Sep 29, 2023, registered Feb 8, 2024 (132 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Richard J Bettger left Moneta Group Investment Advisors, Llc for Edward Jones (registered 2026-09-08)Sep 3, 2026 · Advisor changed firm · fact
- Richard J Bettger left Stifel, Nicolaus & Company, Incorporated for Moneta Group Investment Advisors, Llc (registered 2024-02-08)Sep 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address