RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••••• B•••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 3, 2025 · Norcross, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJul 1, 2020 to Oct 7, 2025 · Houston, Tx
- E•••• S••••••••• L•• BD affiliatedOct 26, 2018 to Jul 10, 2020 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 7, 2025, registered Oct 3, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 10, 2020, registered Jul 1, 2020 (-9 days) · Affiliated broker-dealer or bank to another
- A••••• R•••••• B••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-10-03)Oct 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address