RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••• R•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 24, 2023 · Palm Beach Gardens, Fl
- O•••• F•• I••• formerJun 22, 2020 to Mar 8, 2023 · Hunt Valley, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 30, 2017 to Jun 24, 2020 · Towson, Md
- O•••• F•• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 8, 2023, registered Jul 24, 2023 (138 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Jun 24, 2020, registered Jun 22, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• C•••• R••• left O•••• F•• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-07-24)Mar 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address