RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• F•••
- E•• F•••••••• A••••••• independent RIA currentsince Aug 8, 2025 · Cedar Park, Tx
- L•• F•••••••• L•• BD affiliatedSep 16, 2022 to Feb 27, 2025 · Austin, Tx
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 3, 2017 to Sep 12, 2022 · Irving, Tx
- L•• F•••••••• L•• to E•• F•••••••• A•••••••left Feb 27, 2025, registered Aug 8, 2025 (162 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Sep 12, 2022, registered Sep 16, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• M•••••• F••• left L•• F•••••••• L•• for E•• F•••••••• A••••••• (registered 2025-08-08)Feb 27, 2025 · Advisor changed firm · fact
- J••••• M•••••• F••• left T••••••• I••••••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2022-09-16)Sep 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address