RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2020 · Newnan, Ga
- L••••• F••••••••• I••• BD affiliatedNov 18, 2019 to Sep 30, 2020 · Lagrange, Ga
- L••• K••• • C•••••• formerOct 11, 2018 to Nov 4, 2019 · Lagrange, Ga
- E••••• J•••• national BDFeb 1, 2017 to Oct 10, 2018 · Lagrange, Ga
- L••••• F••••••••• I••• to L•• F•••••••• L••left Sep 30, 2020, registered Sep 17, 2020 (-13 days) · Affiliated broker-dealer or bank to another
- L••• K••• • C•••••• to L••••• F••••••••• I•••left Nov 4, 2019, registered Nov 18, 2019 (14 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to L••• K••• • C••••••left Oct 10, 2018, registered Oct 11, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address