RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L••• P••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Mar 18, 2026 · Saint George, Ut
- A•• F•••••••• S•••••••• L•• independent RIAJan 9, 2026 to Apr 13, 2026 · Saint George, Ut
- A•• F•••••••• S•••••••• L•• independent RIAFeb 18, 2020 to Dec 31, 2025 · St George, Ut
- H••••• I••••••••• M••••••••• L•• independent RIANov 16, 2016 to Dec 13, 2019 · Saint George, Ut
- A•• F•••••••• S•••••••• L•• to A• W••••• M••••••••• L••left Apr 13, 2026, registered Mar 18, 2026 (-26 days) · RIA to affiliated broker-dealer or bank
- H••••• I••••••••• M••••••••• L•• to A•• F•••••••• S•••••••• L••left Dec 13, 2019, registered Feb 18, 2020 (67 days) · RIA to RIA · moved with a team
- K•••• L••• P•••••• left A•• F•••••••• S•••••••• L•• for A• W••••• M••••••••• L•• (registered 2026-03-18)Apr 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address