DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Phillip Jared Niblo
Certified Financial Planner
Feed of 09/15/2026
Also filed as Phillip Niblo
At current firm
0 y
since Feb 27, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Feb 27, 2026 · Rancho Mirage, Ca
- Flc Capital Advisors independent RIASep 11, 2023 to Mar 2, 2026 · Palm Desert, Ca
- Raymond James & Associates, Inc. national BDJan 10, 2022 to Sep 15, 2023 · Palm Desert, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 18, 2017 to Jan 12, 2022 · Palm Desert, Ca
Moves
a registration end followed by a registration begin elsewhere
- Flc Capital Advisors to Advisory Services Networkleft Mar 2, 2026, registered Feb 27, 2026 (-3 days) · RIA to RIA
- Raymond James & Associates, Inc. to Flc Capital Advisorsleft Sep 15, 2023, registered Sep 11, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.left Jan 12, 2022, registered Jan 10, 2022 (-2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Phillip Jared Niblo left Flc Capital Advisors for Advisory Services Network (registered 2026-02-27)Mar 2, 2026 · Advisor changed firm · fact
- Phillip Jared Niblo left Raymond James & Associates, Inc. for Flc Capital Advisors (registered 2023-09-11)Sep 15, 2023 · Advisor changed firm · fact
- Phillip Jared Niblo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James & Associates, Inc. (registered 2022-01-10)Jan 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address