DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brian William Lewallen
At current firm
4 y
since Oct 8, 2021
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Oct 8, 2021 · Wichita, Ks
- Commerce Brokerage Services, Inc formerMay 2, 2019 to May 17, 2021 · Wichita, Ks
- LPL Financial LLC BD affiliatedMay 8, 2018 to Apr 8, 2019 · Wichita, Ks
- Td Ameritrade, Inc. formerFeb 27, 2018 to May 12, 2018 · Wichita, Ks
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to May 12, 2018 · Omaha, Ne
- Scottrade Investment Management formerMay 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Commerce Brokerage Services, Inc to Morgan Stanleyleft May 17, 2021, registered Oct 8, 2021 (144 days) · RIA to wirehouse
- LPL Financial LLC to Commerce Brokerage Services, Incleft Apr 8, 2019, registered May 2, 2019 (24 days) · RIA to RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left May 12, 2018, registered Feb 27, 2018 (-74 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade, Inc. to LPL Financial LLCleft May 12, 2018, registered May 8, 2018 (-4 days) · Other
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address