DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• C•••• G•••

C••••• P••••••• P•••••••independent RIAGreensboro, Nc IA-onlyIAPD 6735353

Certified Financial Planner

Feed of 09/15/2026

Also filed as W•••••• C•••• G•••

At current firm

0 y

since Sep 22, 2025

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• P••••••• independent RIA current
since Sep 22, 2025 · Leawood, Ks
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 6, 2023 to Aug 27, 2025 · Greensboro, Nc
C•••••• S••••• • C••• I••• national BD
Apr 25, 2022 to Sep 5, 2023 · Chapel Hill, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 31, 2020 to Mar 28, 2022 · Durham, Nc
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 1, 2017 to Feb 29, 2020 · Cary, Nc
T• A••••••••• I••• former
Mar 1, 2017 to Feb 29, 2020 · Cary, Nc

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• P••••••• P•••••••
left Aug 27, 2025, registered Sep 22, 2025 (26 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to A••••••••• F•••••••• S•••••••• L••
left Sep 5, 2023, registered Sep 6, 2023 (1 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Mar 28, 2022, registered Apr 25, 2022 (28 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 29, 2020, registered Mar 1, 2017 (-1095 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Feb 29, 2020, registered Mar 1, 2017 (-1095 days) · Other

Signals

W•••••• C•••• G••• left A••••••••• F•••••••• S•••••••• L•• for C••••• P••••••• P••••••• (registered 2025-09-22)
Aug 27, 2025 · Advisor changed firm · fact
W•••••• C•••• G••• left C•••••• S••••• • C••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-09-06)
Sep 5, 2023 · Advisor changed firm · fact
W•••••• C•••• G••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2022-04-25)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address