DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cetera Planning Partners
Legal name The Retirement Planning Group, LLC
Latest filing Sep 1, 2026
First filing on the tape Feb 28, 2012 · 84 filings
SEC status approved since Jan 16, 2004
RAUM
$4.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$4.0B individuals and HNW
Advisors
56
registered through the firm on IAPD
RAUM per advisor
$74.4M
derived; firm RAUM over IAPD count
Employees
78
33 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$4.2B as of Aug 14, 2026
Feb 28, 2012$334M then
HNW client RAUM$3.3B as of Aug 14, 2026
Mar 29, 2018$132M then
State-registered IARs (5.B.3)51 as of Aug 14, 2026
Mar 28, 20138 then
Employees (5.A)78 as of Aug 14, 2026
Mar 28, 201312 then
Private funds: no history
RAUM +57% over the last fiscal year+47% a year over threeIARs 28 to 51offices 8 to 11
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $70.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $295,226derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.9derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- +82%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +60%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 4,500reportedItem 5.H
- Custody
- $1.6B, 3,672 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.3B80%
- Individuals$687M16%
- Pension and profit-sharing plans$72.9M1.8%
- Corporations and businesses$64.0M1.5%
- Individual clients
- 3,260reported
- HNW clients
- 1,488reported
- Pension plan clients
- 15reported
- Charitable clients
- n/areported
- Accounts
- 14,107reported
- Financial planning clients
- 4,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 3,672 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
54 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Patrick CostelloCertified Financial Planner | Leawood, Ks | Feb 3, 2004 | 24 y | 2 |
| Kevin Conard | Leawood, Ks | Feb 17, 2004 | 27 y | 3 |
| Robert Randolph O'Blennis | Chesterfield, Mo | Jul 17, 2006 | 21 y | 1 |
| Paul Allen DreherCertified Financial Planner | Leawood, Ks | Jul 30, 2012 | 19 y | 0 |
| Dwight Earl TwillmanCertified Financial Planner | Leawood, Ks | Aug 28, 2014 | 35 y | 2 |
| Kevin JaegersChartered Financial Analyst | Leawood, Ks | Jun 7, 2016 | 22 y | 4 |
| Ethan Thomas PaceCertified Financial Planner | Denver, Co | Jan 10, 2019 | 13 y | 0 |
| Alexis Barling | Leawood, Ks | Sep 13, 2019 | 11 y | 3 |
| Joseph G MccullochCertified Financial Planner | Leawood, Ks | Nov 21, 2019 | 19 y | 4 |
| Kael Stoaks | Westminster, Co | Jul 17, 2020 | 10 y | 1 |
| Brandon StegallCertified Financial Planner | Leawood, Ks | Sep 9, 2020 | 25 y | 3 |
| David William Nyman | Greensboro, Nc | Dec 3, 2020 | 16 y | 0 |
| Troy Ray Hedman | Leawood, Ks | Jun 1, 2021 | 34 y | 3 |
| Taylor Rae Pearson | Leawood, Ks | Aug 9, 2021 | 12 y | 2 |
| John Clinton VuCertified Financial Planner | Leawood, Ks | Mar 7, 2022 | 28 y | 3 |
| Michael Paul RussellCertified Financial Planner | Leawood, Ks | Mar 28, 2022 | 12 y | 2 |
| Reed Hersma | Leawood, Ks | Apr 11, 2022 | 13 y | 0 |
| Nancy Ann Luther | Chesterfield, Mo | Jun 20, 2023 | 15 y | 4 |
| Martha Paterik | Leawood, Ks | Jul 27, 2023 | 17 y | 2 |
| Trace Aaron Weatherford | Greensboro, Nc | Nov 17, 2023 | 13 y | 0 |
| Christina Lynne Mccabe | Leawood, Ks | Jan 10, 2024 | 10 y | 1 |
| Brian Lee Dightman | Leawood, Ks | Jan 19, 2024 | 24 y | 2 |
| Kayla Droege | Leawood, Ks | Feb 22, 2024 | 15 y | 1 |
| Joshua GembalaCertified Financial Planner | Leawood, Ks | Apr 10, 2024 | 13 y | 1 |
| Andrew James Thomas | Overland Park, Ks | May 21, 2024 | 13 y | 4 |
| Kathy Lynn Lum | Leawood, Ks | May 28, 2024 | 37 y | 2 |
| Charlotte Keiko Teruya-Westcott | Leawood, Ks | May 28, 2024 | 13 y | 1 |
| Stephanie Ann Fumie Kuwaye | Honolulu, Hi | May 28, 2024 | 13 y | 1 |
| Sarah Kleinschmidt | Leawood, Ks | May 28, 2024 | 15 y | 1 |
| Jandi Akiko Iha | Honolulu, Hi | Jun 3, 2024 | 12 y | 1 |
| Colin Russell WattersCertified Financial Planner | Leawood, Ks | Jul 12, 2024 | 12 y | 1 |
| Timothy John WattersCertified Financial Planner | Paramus, Nj | Jul 12, 2024 | 40 y | 2 |
| Brian Patrick Thomas | Leawood, Ks | Dec 2, 2024 | 24 y | 1 |
| Peyton Russell Hawkes | Leawood, Ks | Dec 19, 2024 | 39 y | 2 |
| Jacob Gregory Traen | Leawood, Ks | Jan 30, 2025 | 10 y | 0 |
| Jay Doraiswami | San Ramon, Ca | Mar 31, 2025 | 13 y | 2 |
| Carolyn VertovecCertified Financial Planner | Leawood, Ks | Mar 31, 2025 | 19 y | 7 |
| Jakob Martin Benelli | Leawood, Ks | Apr 7, 2025 | 12 y | 0 |
| James Arthur Mikesell | Muskegon, Mi | Aug 14, 2025 | 16 y | 1 |
| Anthony G Tidswell | Leawood, Ks | Aug 14, 2025 | 27 y | 1 |
Advisor movement
2 left, 10 joined in 12 months
net +8 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.6% of current headcount5 left over 36 months
Left, latest
- Cael Crispin to Cwm, LLCJul 14, 2026 · RIA to affiliated broker-dealer or bank
- Kristina Marie Ashworth to Moneta Group Investment Advisors, LLCJan 21, 2026 · RIA to RIA
- Adrian Dion Kennedy to Enlightnu Wealth LLCJun 12, 2025 · RIA to a state-registered adviser
- Spencer T Engelke to Range Advisory, LLCApr 21, 2025 · RIA to RIA
- Kevin Ellis-Rutherford to Hightower Advisors, LLCApr 17, 2024 · RIA to affiliated broker-dealer or bank
- Dominic Joseph Anzevino to Savant Wealth ManagementDec 14, 2022 · RIA to RIA
- Joshua Daniel Morales to Sowell ManagementFeb 22, 2022 · RIA to RIA
- Christopher K Costello to Blooom, Inc.Jan 11, 2021 · Other
- Matthew Grant Swatek to Fiduciary Investment Trusts, LLCMar 25, 2020 · Other
- Shane Christopher Braff Bengtson to Td Ameritrade, Inc.Dec 5, 2017 · Other
- Tom S Boling to Kavar Capital Partners, LLCOct 7, 2013 · Other
Joined, latest
- Mahoghany Jordan from P3 Wealth ManagementAug 21, 2026 · Other
- Sasha Stewart from Marmo Financial Group, LLCMay 4, 2026 · RIA to RIA
- Scott Anthony Marmo from Marmo Financial Group, LLCMay 4, 2026 · RIA to RIA
- John Bradley Wilson from Raymond James Financial Services Advisors, IncJan 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Daniel Stahl from Raymond James Financial Services Advisors, IncJan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ronald Kudlacek from Raymond James Financial Services Advisors, IncDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Catherine Savara Mcdaniel from Raymond James Financial Services Advisors, IncDec 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- John Warren Hardy from Cetera Investment Advisers LLCSep 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Angus Gibbons Mceachran from Cetera Investment Advisers LLCSep 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- William Casen Guge from Ameriprise Financial Services, LLCSep 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Eric Marc Lans from First Financial Advisors IncAug 14, 2025 · RIA to RIA
- James Arthur Mikesell from First Financial Advisors IncAug 14, 2025 · RIA to RIA
- Anthony G Tidswell from First Financial Advisors IncAug 14, 2025 · RIA to RIA
- Jay Doraiswami from Wealtheon Advisors LLCMar 31, 2025 · RIA to RIA
- Carolyn Vertovec from LPL Financial LLCMar 31, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Marmo Financial Group, LLCMay 1, 2026 · Johnson City, Tn
- 2 joined from Cetera Investment Advisers LLCDec 22, 2025 · Greensboro, Nc
- 4 joined from Raymond James Financial Services Advisors, IncDec 22, 2025 · Houston, Tx
- 3 joined from First Financial Advisors IncSep 9, 2025 · Muskegon, Mi · Firm absorbed
- 2 joined from Watters Financial Services, LLCJul 15, 2024 · Paramus, Nj
- 5 joined from Lee Financial Group Hawaii, Inc.May 29, 2024 · Honolulu, Hi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dianne Alexis Barling · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- M Christopher Bouffard · Chief Investment Officercontrolsince 09/2021 · owns less than 5%
- Renee Michelle Burchard · Director Of Hr & Client Servicescontrolsince 03/2020 · owns less than 5%
- Morris Kevin Conard · Chief Executive Officer Officercontrolsince 02/2004 · owns less than 5%
- Patrick Ryan Costello · Presidentcontrolsince 02/2004 · owns less than 5%
- Aaron Luke Crowther · Director Of Taxcontrolsince 12/2021 · owns less than 5%
- Matthew Kevin Jaegers · Chief Operating Officercontrolsince 06/2016 · owns less than 5%
- Allen Matthew Striegel · Director Of Finance & Accountingcontrolsince 12/2021 · owns less than 5%
Entity owners
- Aretec Group, Inc · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Associates In Excellence, Inc.LP sponsorn
- Avantax Advisory Servicesbroker-dealerinvestment adviserinsurancereal estatenRAUM $46B
- Avantax Investment Services, Inc.broker-dealerreal estaten
- Avantax Planning Partners, Inc.broker-dealerinvestment adviserinsurancereal estatenRAUM $7.6B
- Cetera Advisor Networks Insurance Services LLCreal estaten
- Cetera Advisor Networks LLCbroker-dealerreal estatenRAUM $47B
- Cetera Advisors Insurance Services LLCreal estaten
- Cetera Advisors LLCbroker-dealerinvestment adviserLP sponsorreal estatenRAUM $22B
- Cetera Advisory Services LLCinvestment advisern
- Cetera Financial Specialists LLCbroker-dealerreal estaten
- Cetera Insurance Agency LLCreal estaten
- Cetera Investment Advisers LLCinvestment advisernRAUM $257B
- Cetera Investment Management LLCinvestment advisern
- Cetera Investment Services LLCbroker-dealerreal estatenRAUM $1.2B
- Fasi Insurance Services, Inc.real estaten
- Fasi Of Tx, Inc.real estaten
- First Allied Retirement Services, Inc.LP sponsorn
Advisers that list Cetera Planning Partners as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leawood, Ks · principal | 53 | 12 | 1 | ||
| Honolulu, Hi | 6 | 1 | 0 | ||
| Chesterfield, Mo | 5 | 0 | 1 | ||
| Greensboro, Nc | 5 | 3 | 0 | ||
| Johnson City, Tn | 4 | 4 | 0 | ||
| Cypress, Tx | 3 | 3 | 0 | ||
| Muskegon, Mi | 3 | 0 | 0 | ||
| Houston, Tx | 2 | 2 | 0 | ||
| Paramus, Nj | 2 | 0 | 0 | ||
| Austin, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chesterfield, MO4 employees
- Issaquah, WA1 employees
- , 1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 1, 2026BARLING, ALEXIS, DIANNE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-26 and 2026-09-01peers: independent wealth managers, $1B to $5B (1,362)
- growth on all axesCombination · filing Apr 29, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $2,651,400,832 to $4,164,758,846, advisors 28 to 51, private clients 2968 to 4748, offices 8 to 11 (2025-04-10 to 2026-04-29)peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $2,651,400,832 to $4,164,758,846 (+57.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +17.0% (1298 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 94% percentile
- account count surgeChange between filings · filing Apr 29, 2026accounts (Item 5.F.2.f) moved from 8,975.0 to 14,107.0 (+57.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
- advisor count surgeChange between filings · filing Apr 29, 2026advisory representatives (Item 5.B.3) moved from 28.0 to 51.0 (+82.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 99% percentile
- client count surgeChange between filings · filing Apr 29, 2026individual and HNW clients (Item 5.D) moved from 2,968.0 to 4,748.0 (+60.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 14, 2026 to Sep 1, 2026
- Succession · false to unsetAug 14, 2026 to Sep 1, 2026
- Business name · THE RETIREMENT PLANNING GROUP, LLC to CETERA PLANNING PARTNERSJun 29, 2026 to Jul 30, 2026
- Accounts · 13,910 to 14,107Feb 18, 2026 to Mar 31, 2026
- Advisory employees · 28 to 33Feb 18, 2026 to Mar 31, 2026
- Corporate clients · 70 to 86Feb 18, 2026 to Mar 31, 2026
- HNW clients · 1,627 to 1,488Feb 18, 2026 to Mar 31, 2026
- Individual clients · 3,204 to 3,260Feb 18, 2026 to Mar 31, 2026
- Pension plan clients · unset to 15.0Feb 18, 2026 to Mar 31, 2026
- Assets in custody · $1.2B to $1.6BFeb 18, 2026 to Mar 31, 2026
- Employees · 58 to 78Feb 18, 2026 to Mar 31, 2026
- State-registered IARs · 28 to 51Feb 18, 2026 to Mar 31, 2026
- Other offices · 13 to 11Feb 18, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $4.0BFeb 18, 2026 to Mar 31, 2026
- HNW RAUM · $3.6B to $3.3BFeb 18, 2026 to Mar 31, 2026
- Individual RAUM · $763M to $687MFeb 18, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $140M to $119MFeb 18, 2026 to Mar 31, 2026
- Pension RAUM · unset to 72917894.0Feb 18, 2026 to Mar 31, 2026
- RAUM · $4.5B to $4.2BFeb 18, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.9B to $4.3BDec 1, 2025 to Feb 18, 2026
- HNW RAUM · $3.3B to $3.6BDec 1, 2025 to Feb 18, 2026
- Individual RAUM · $690M to $763MDec 1, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $109M to $140MDec 1, 2025 to Feb 18, 2026
- RAUM · $4.0B to $4.5BDec 1, 2025 to Feb 18, 2026
- Accounts · 12,295 to 13,910Dec 1, 2025 to Feb 18, 2026
- Corporate clients · 80 to 70Dec 1, 2025 to Feb 18, 2026
- HNW clients · 1,460 to 1,627Dec 1, 2025 to Feb 18, 2026
- Individual clients · 2,765 to 3,204Dec 1, 2025 to Feb 18, 2026
- Other offices · 11 to 13Dec 1, 2025 to Feb 18, 2026
- Accounts · 9,364 to 12,295Jul 1, 2025 to Oct 24, 2025
- Corporate clients · unset to 80.0Jul 1, 2025 to Oct 24, 2025
- HNW clients · 1,112 to 1,460Jul 1, 2025 to Oct 24, 2025
- Individual clients · 1,985 to 2,765Jul 1, 2025 to Oct 24, 2025
- Other offices · 9 to 11Jul 1, 2025 to Oct 24, 2025
- Discretionary RAUM · $2.9B to $3.9BJul 1, 2025 to Oct 24, 2025
- HNW RAUM · $2.5B to $3.3BJul 1, 2025 to Oct 24, 2025
- Individual RAUM · $508M to $690MJul 1, 2025 to Oct 24, 2025
- Non-discretionary RAUM · $116M to $109MJul 1, 2025 to Oct 24, 2025
- RAUM · $3.0B to $4.0BJul 1, 2025 to Oct 24, 2025
- Accounts · 8,975 to 9,364Jun 24, 2025 to Jul 1, 2025
Signals
23 dated events
- Cael Crispin left Cetera Planning Partners for Cwm, Llc (registered 2026-07-13)Jul 14, 2026 · Advisor changed firm · fact
- 2 advisors left Marmo Financial Group, LLC (Johnson City, TN) for Cetera Planning Partners on the same dayMay 1, 2026 · Team lift-out · derived
- Cetera Planning Partners reported 51 state-registered advisory representatives, up from 28 (2026-02-18 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Kristina Marie Ashworth left Cetera Planning Partners for Moneta Group Investment Advisors, Llc (registered 2026-02-02)Jan 21, 2026 · Advisor changed firm · fact
- 4 advisors left Raymond James Financial Services Advisors, Inc (Houston, TX) for Cetera Planning Partners a day apartDec 22, 2025 · Team lift-out · derived
- 2 advisors left Cetera Investment Advisers LLC (Clemmons, NC) for Cetera Planning Partners on the same dayDec 22, 2025 · Team lift-out · derived
- Cetera Planning Partners reported RAUM $4.0B, up 33% from $3.0B (2025-07-01 to 2025-10-24)Oct 24, 2025 · RAUM change · derived
- First Financial Advisors Inc's advisors moved to Cetera Planning Partners (Muskegon, MI): 3 of 3 registered, within 9 daysSep 9, 2025 · Firm absorbed (people side) · derived
- Spencer T Engelke left Cetera Planning Partners for Range Advisory, Llc (registered 2025-04-29)Apr 21, 2025 · Advisor changed firm · fact
- Cetera Planning Partners reported 28 state-registered advisory representatives, up from 18 (2024-12-26 to 2025-04-10)Apr 10, 2025 · Advisor headcount change · derived
- 2 advisors left Watters Financial Services, LLC (Paramus, NJ) for Cetera Planning Partners on the same dayJul 15, 2024 · Team lift-out · derived
- Lee Financial Group Hawaii, Inc.'s advisors moved to Cetera Planning Partners (Honolulu, HI): 5 of 5 registered, on the same dayMay 29, 2024 · Firm absorbed (people side) · derived
- Kevin Ellis-Rutherford left Cetera Planning Partners for Hightower Advisors, Llc (registered 2024-04-04)Apr 17, 2024 · Advisor changed firm · fact
- Randolph Robert O'Blennis (Svp - Wealth Management) no longer on Schedule A of Cetera Planning Partners (listed 2023-08-02, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Allen Matthew Striegel (Director Of Finance & Accounting) appeared on Schedule A of Cetera Planning PartnersMar 26, 2024 · Control person joined · fact
- Renee Michelle Burchard (Director Of Hr & Client Services) appeared on Schedule A of Cetera Planning PartnersMar 26, 2024 · Control person joined · fact
- Aaron Luke Crowther (Director Of Tax) appeared on Schedule A of Cetera Planning PartnersMar 26, 2024 · Control person joined · fact
- Dominic Joseph Anzevino left Cetera Planning Partners for Savant Wealth Management (registered 2022-12-21)Dec 14, 2022 · Advisor changed firm · fact
- M Christopher Bouffard (Chief Investment Officer) appeared on Schedule A of Cetera Planning PartnersMar 30, 2022 · Control person joined · fact
- Joshua Daniel Morales left Cetera Planning Partners for Sowell Management (registered 2022-05-20)Feb 22, 2022 · Advisor changed firm · fact
- Kyle Chris Costello (Chief Financial Officer) no longer on Schedule A of Cetera Planning Partners (listed 2020-11-18, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
- Dianne Alexis Barling (Chief Compliance Officer) appeared on Schedule A of Cetera Planning PartnersOct 24, 2019 · Control person joined · fact
- Lee Suzanne Mcdonald (Chief Operating Officer) no longer on Schedule A of Cetera Planning Partners (listed 2019-01-10, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-498-8898reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/the-retirement-planning-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- PLANNINGRETIREMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-498-8898reportedpublic record, Form ADV, Sep 1, 2026
- Contact form
- ceteraplanningpartners.com:443/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026