RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• G••••
- G••••••••• A•••••••• L•• independent RIA currentsince Sep 27, 2022 · Lancaster, Pa
- E••••••• T•••• C•••••• formerFeb 14, 2018 to Sep 30, 2019 · Lancaster, Pa
- C•••••••• F•••••••• G•••• A••••••• formerFeb 7, 2018 to Aug 10, 2022 · Lancaster, Pa
- R•• C•••••• M••••••• L•• national BDJun 23, 2017 to Jan 16, 2018 · Lancaster, Pa
- C•••••••• F•••••••• G•••• A••••••• to E••••••• T•••• C••••••left Aug 10, 2022, registered Feb 14, 2018 (-1638 days) · Other
- E••••••• T•••• C•••••• to G••••••••• A•••••••• L••left Sep 30, 2019, registered Sep 27, 2022 (1093 days) · Other
- R•• C•••••• M••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Jan 16, 2018, registered Feb 7, 2018 (22 days) · Other
- K••••••• G•••• left C•••••••• F•••••••• G•••• A••••••• for E••••••• T•••• C•••••• (registered 2018-02-14)Aug 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address