DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Corbin Sutton
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Nov 14, 2024
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Nov 14, 2024 · Winchester, Va
- Pruco Securities, LLC no RAUMAug 29, 2023 to Nov 14, 2024 · Winchester, Va
- Water Street Financial LLC formerOct 1, 2021 to Aug 28, 2023 · Winchester, Va
- Wealthcare Advisory Partners LLC BD affiliatedOct 15, 2020 to Sep 30, 2021 · West Chester, Pa
- Valmark Advisers, Inc. BD affiliatedMay 21, 2019 to Sep 24, 2020 · Ashburn, Va
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to LPL Enterprise, LLCleft Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- Water Street Financial LLC to Pruco Securities, LLCleft Aug 28, 2023, registered Aug 29, 2023 (1 days) · RIA to affiliated broker-dealer or bank
- Wealthcare Advisory Partners LLC to Water Street Financial LLCleft Sep 30, 2021, registered Oct 1, 2021 (1 days) · RIA to a newly registered adviser · moved with a team
- Valmark Advisers, Inc. to Wealthcare Advisory Partners LLCleft Sep 24, 2020, registered Oct 15, 2020 (21 days) · RIA to RIA
Signals
- Anthony Corbin Sutton left Water Street Financial Llc for Pruco Securities, Llc (registered 2023-08-29)Aug 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address