DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• E••••• W•••••••

V••••• F•••••••• P••••••• L••state registeredPlano, TxIA-onlyIAPD 6743119

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••• E••••• W•••••••

At current firm

0 y

since Jan 23, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••• F•••••••• P••••••• L•• state registered current
since Jan 23, 2026 · Plano, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 8, 2022 to Dec 3, 2025 · Richardson, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 30, 2020 to Jun 30, 2022 · Dallas, Tx
U••••• C•••••• F•••••••• A••••••• independent RIA
Apr 24, 2017 to Dec 16, 2019 · Irving, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to V••••• F•••••••• P••••••• L••
left Dec 3, 2025, registered Jan 23, 2026 (51 days) · Affiliated broker-dealer or bank to a state-registered adviser
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
left Jun 30, 2022, registered Jun 8, 2022 (-22 days) · Affiliated broker-dealer or bank to another
U••••• C•••••• F•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 16, 2019, registered Jun 30, 2020 (197 days) · Affiliated broker-dealer or bank to another

Signals

C••• E••••• W••••••• left A••••••••• F•••••••• S•••••••• L•• for V••••• F•••••••• P••••••• L•• (registered 2026-01-23)
Dec 3, 2025 · Advisor changed firm · fact
C••• E••••• W••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-06-08)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address