RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• K••••
- T••••••• S••••• • W••••••• L•• asset manager currentsince Jul 23, 2024 · Richmond, Va
- S•••• W••••• M••••••••• L•• BD affiliatedOct 14, 2022 to Jul 22, 2024 · Richmond, Va
- W•••• F•••• A••••••• wirehouseDec 12, 2017 to Oct 27, 2022 · Richmond, Va
- S•••• W••••• M••••••••• L•• to T••••••• S••••• • W••••••• L••left Jul 22, 2024, registered Jul 23, 2024 (1 days) · Other
- W•••• F•••• A••••••• to S•••• W••••• M••••••••• L••left Oct 27, 2022, registered Oct 14, 2022 (-13 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• M•••••• K•••• left S•••• W••••• M••••••••• L•• for T••••••• S••••• • W••••••• L•• (registered 2024-07-23)Jul 22, 2024 · Advisor changed firm · fact
- B•••••• M•••••• K•••• left W•••• F•••• A••••••• for S•••• W••••• M••••••••• L•• (registered 2022-10-14)Oct 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address