DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/17/2026
Also filed as Mariah Robinson
At current firm
6 y
since Nov 7, 2019
In the industry
26 y
since Aug 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rise Private Wealth Management former currentsince Sep 10, 2026 · Auburn, Me
- Ameriprise Financial Services, LLC national BD currentsince Nov 7, 2019 · Auburn, Me
- Commonwealth Financial Network national BDJun 30, 2017 to Nov 5, 2019 · Auburn, Me
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Ameriprise Financial Services, LLCleft Nov 5, 2019, registered Nov 7, 2019 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address