RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T•••• S•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 18, 2018 · Ann Arbor, Mi
- F•• A•••••••• I••• independent RIASep 1, 2017 to Feb 23, 2018 · Troy, Mi
- I••••••••• C•••••• C••• I••• independent RIAApr 7, 2017 to Feb 22, 2018 · Warren, Mi
- F•• A•••••••• I••• to A••••• A•• P••••••• S•••••••left Feb 23, 2018, registered Apr 18, 2018 (54 days) · RIA to affiliated broker-dealer or bank
- I••••••••• C•••••• C••• I••• to F•• A•••••••• I•••left Feb 22, 2018, registered Sep 1, 2017 (-174 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address