RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H• S••••••
- M••••• S•••••• wirehouse currentsince Aug 20, 2025 · La Jolla, Ca
- U•• A••••••• institutionalSep 20, 2022 to Jun 9, 2025 · Cleveland, Oh
- V•••••• A•••••••• I••• BD affiliatedSep 27, 2019 to Jul 8, 2022 · Akron, Oh
- U•• A••••••• to M••••• S••••••left Jun 9, 2025, registered Aug 20, 2025 (72 days) · Other
- V•••••• A•••••••• I••• to U•• A•••••••left Jul 8, 2022, registered Sep 20, 2022 (74 days) · Other
- J•••• H• S•••••• left U•• A••••••• for M••••• S•••••• (registered 2025-08-20)Jun 9, 2025 · Advisor changed firm · fact
- J•••• H• S•••••• left V•••••• A•••••••• I••• for U•• A••••••• (registered 2022-09-20)Jul 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address