RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I• W••••• state registered currentsince Jul 14, 2026 · Ada, Mi
- C••••••••• F•••••••• N•••••• national BDDec 10, 2021 to Aug 6, 2026 · Grand Rapids, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 9, 2018 to Dec 14, 2021 · Grand Rapids, Mi
- C••••••••• F•••••••• N•••••• to I• W•••••left Aug 6, 2026, registered Jul 14, 2026 (-23 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Dec 14, 2021, registered Dec 10, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- J•••• N••••• left C••••••••• F•••••••• N•••••• for I• W••••• (registered 2026-07-14)Aug 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address