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- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Y••••••• W••••• state registered currentsince Sep 6, 2022 · Oakhurst, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDSep 18, 2018 to Aug 10, 2022 · Oakhurst, Ca
- P•••••••• S••••••••• I••• BD affiliatedJun 30, 2017 to Oct 2, 2018 · Fresno, Ca
- A••••••••• F•••••••• S•••••••• L•• to Y••••••• W•••••left Aug 10, 2022, registered Sep 6, 2022 (27 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 2, 2018, registered Sep 18, 2018 (-14 days) · Affiliated broker-dealer or bank to another
- ••• LockedAug 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address