DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ty Thorpe
At current firm
1 y
since Nov 14, 2024
In the industry
19 y
since Apr 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Nov 14, 2024 · Troy, Mi
- Pruco Securities, LLC no RAUMJul 23, 2024 to Nov 14, 2024 · Troy, Mi
- MML Investors Services, LLC BD affiliatedNov 11, 2022 to Jul 18, 2024 · Southfield, Mi
- Northwestern Mutual Investment Services,LLC no RAUMApr 25, 2019 to Oct 15, 2022 · Troy, Mi
- Morgan Stanley wirehouseApr 27, 2017 to Apr 4, 2019 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to LPL Enterprise, LLCleft Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Pruco Securities, LLCleft Jul 18, 2024, registered Jul 23, 2024 (5 days) · Affiliated broker-dealer or bank to another
- Northwestern Mutual Investment Services,LLC to MML Investors Services, LLCleft Oct 15, 2022, registered Nov 11, 2022 (27 days) · Other
- Morgan Stanley to Northwestern Mutual Investment Services,LLCleft Apr 4, 2019, registered Apr 25, 2019 (21 days) · Other
Signals
- Tyrone Thorpe left Mml Investors Services, Llc for Pruco Securities, Llc (registered 2024-07-23)Jul 18, 2024 · Advisor changed firm · fact
- Tyrone Thorpe left Northwestern Mutual Investment Services,Llc for Mml Investors Services, Llc (registered 2022-11-11)Oct 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address