DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••••• C••••••••

J••• M••••• S••••••••• L••wirehousePonte Vedra Beach, Fldual registrantIAPD 6752306

Feed of 09/14/2026

Also filed as K•••••• Hann

At current firm

1 y

since Mar 12, 2025

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 12, 2025 · Ponte Vedra Beach, Fl
M•••• F•••••••• A••••••• BD affiliated
Jul 14, 2022 to Feb 19, 2025 · Jacksonville, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 14, 2022 to May 11, 2022 · Jacksonville, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 24, 2020 to Jan 28, 2022 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 26, 2017 to Sep 8, 2020 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••• F•••••••• A••••••• to J••• M••••• S••••••••• L••
left Feb 19, 2025, registered Mar 12, 2025 (21 days) · RIA to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to M•••• F•••••••• A•••••••
left May 11, 2022, registered Jul 14, 2022 (64 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 8, 2020, registered Sep 24, 2020 (16 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K•••••• C•••••••• left M•••• F•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2025-03-12)
Feb 19, 2025 · Advisor changed firm · fact
K•••••• C•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••• F•••••••• A••••••• (registered 2022-07-14)
May 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address