RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R••••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 16, 2025 · Elkhorn, Ne
- S•••••• C•••••• P••••••• independent RIAJan 17, 2023 to Sep 12, 2024 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerFeb 4, 2021 to Jul 11, 2022 · La Vista, Ne
- S•••••• C•••••• P••••••• to N••••••••• M••••• I••••••••• S•••••••••left Sep 12, 2024, registered Jan 16, 2025 (126 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S•••••• C•••••• P•••••••left Jul 11, 2022, registered Jan 17, 2023 (190 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• R•••••••• left S•••••• C•••••• P••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-01-16)Sep 12, 2024 · Advisor changed firm · fact
- D•••• R•••••••• left S••••••••• A•••••• A•••••••• I••• for S•••••• C•••••• P••••••• (registered 2023-01-17)Jul 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address