DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stevens Capital Partners
Legal name Stevens Capital Partners Inc
Latest filing Jul 20, 2026
First filing on the tape Dec 1, 2021 · 20 filings
SEC status approved since Jan 11, 2022
RAUM
$810M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$786M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$73.7M
derived; firm RAUM over IAPD count
Employees
21
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$810M as of Jul 20, 2026
Mar 15, 2023$207M then
HNW client RAUM$478M as of Jul 20, 2026
Mar 15, 2023$124M then
State-registered IARs (5.B.3)10 as of Jul 20, 2026
Mar 15, 20234 then
Employees (5.A)21 as of Jul 20, 2026
Mar 15, 20236 then
Private funds: no history
RAUM +117% over the last fiscal year+58% a year over threeIARs 6 to 10
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $314,677derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $91.0M, 145 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$478M59%
- Individuals$308M38%
- Corporations and businesses$17.4M2.1%
- Charitable organizations$7.1M0.9%
- Individual clients
- 565reported
- HNW clients
- 96reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 2,575reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.0M for 145 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Wintersteen | Omaha, Ne | May 31, 2022 | 12 y | 4 |
| David A StevensCertified Financial Planner | Omaha, Ne | Apr 17, 2023 | 17 y | 3 |
| Vincent Anthony Pappalardo | Ronkonkoma, Ny | Nov 29, 2023 | 13 y | 0 |
| Ryan James Pramberg | Omaha, Ne | Jan 30, 2025 | 12 y | 1 |
| Terrance James HutchinsCertified Financial Planner | Omaha, Ne | Aug 8, 2025 | 16 y | 3 |
| Jacob Steven AndersonCertified Financial Planner | Omaha, Ne | Jan 1, 2026 | 13 y | 1 |
| Justin William Reed CarlsonCertified Financial Planner, Chartered Financial Consultant | Omaha, Ne | Jan 1, 2026 | 13 y | 2 |
| Ken KeyaniChartered Financial Analyst | Omaha, Ne | Jan 1, 2026 | 12 y | 0 |
| Michele Ann PrellCertified Financial Planner | Omaha, Ne | Jan 16, 2026 | 12 y | 4 |
| Carter James MastellerCertified Financial Planner | Omaha, Ne | May 11, 2026 | 13 y | 1 |
| Kevin Patrick MurphyCertified Financial Planner | Omaha, Ne | Aug 14, 2026 | 11 y | 1 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 9.1% of current headcount2 left over 36 months
Left, latest
- Caleb John Moyer to Moyer Financials LLCOct 21, 2025 · RIA to a state-registered adviser
- David Rasmussen to Northwestern Mutual Investment Services,LLCSep 12, 2024 · Other
Joined, latest
- Kevin Patrick Murphy from Fisher InvestmentsAug 14, 2026 · RIA to RIA
- Carter James Masteller from Allen Capital Group, LLCMay 11, 2026 · RIA to RIA
- Michele Ann Prell from Commonwealth Financial NetworkJan 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Steven Anderson from Cwm, LLCJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Justin William Reed Carlson from Cwm, LLCJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Terrance James Hutchins from Logos Financial GroupAug 8, 2025 · Other
- Caleb John Moyer from Creative PlanningJun 3, 2025 · RIA to RIA
- Ryan James Pramberg from Thrivent Investment Management Inc.Jan 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- David A Stevens from Stratos Wealth Advisors LLCApr 17, 2023 · RIA to RIA
- David Rasmussen from Securities America Advisors, Inc.Jan 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jason Wintersteen from Stratos Wealth Advisors LLCMay 31, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Stratos Wealth Advisors LLCApr 1, 2022 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A David Stevens · President & Chief Compliance Officercontrolsince 11/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 11 | 6 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Feb 12, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 10.0 (+67.0%) between the annual amendments of 2025-03-03 and 2026-02-12; the peer median change was 0.0% (795 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 99% percentile
- RAUM up 50 %Change between filings · filing Feb 12, 2026RAUM (Item 5.F) moved from $374,017,112 to $600,726,359 (+61.0%) between the annual amendments of 2025-03-03 and 2026-02-12; the peer median change was +16.0% (1386 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 2,137 to 2,575May 28, 2026 to Jul 20, 2026
- Charity clients · 7 to 4May 28, 2026 to Jul 20, 2026
- Corporate clients · 28 to 16May 28, 2026 to Jul 20, 2026
- HNW clients · 43 to 96May 28, 2026 to Jul 20, 2026
- Individual clients · 504 to 565May 28, 2026 to Jul 20, 2026
- Discretionary RAUM · $601M to $810MMay 28, 2026 to Jul 20, 2026
- HNW RAUM · $191M to $478MMay 28, 2026 to Jul 20, 2026
- Individual RAUM · $319M to $308MMay 28, 2026 to Jul 20, 2026
- Non-discretionary RAUM · $30,439 to $390,014May 28, 2026 to Jul 20, 2026
- RAUM · $601M to $810MMay 28, 2026 to Jul 20, 2026
- Accounts · 1,854 to 2,137Aug 26, 2025 to Feb 12, 2026
- Advisory employees · 6 to 10Aug 26, 2025 to Feb 12, 2026
- Charity clients · unset to 7.0Aug 26, 2025 to Feb 12, 2026
- Corporate clients · 24 to 28Aug 26, 2025 to Feb 12, 2026
- HNW clients · 29 to 43Aug 26, 2025 to Feb 12, 2026
- Individual clients · 456 to 504Aug 26, 2025 to Feb 12, 2026
- Assets in custody · unset to 90950911.0Aug 26, 2025 to Feb 12, 2026
- Custody of client assets · false to trueAug 26, 2025 to Feb 12, 2026
- Employees · 9 to 21Aug 26, 2025 to Feb 12, 2026
- State-registered IARs · 6 to 10Aug 26, 2025 to Feb 12, 2026
- Discretionary RAUM · $432M to $601MAug 26, 2025 to Feb 12, 2026
- HNW RAUM · $101M to $191MAug 26, 2025 to Feb 12, 2026
- Individual RAUM · $281M to $319MAug 26, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $16,825 to $30,439Aug 26, 2025 to Feb 12, 2026
- RAUM · $432M to $601MAug 26, 2025 to Feb 12, 2026
- Accounts · 1,608 to 1,854Mar 3, 2025 to Jul 21, 2025
- Charity clients · 5.0 to unsetMar 3, 2025 to Jul 21, 2025
- Corporate clients · 21 to 24Mar 3, 2025 to Jul 21, 2025
- HNW clients · 26 to 29Mar 3, 2025 to Jul 21, 2025
- Individual clients · 408 to 456Mar 3, 2025 to Jul 21, 2025
- Financial planning clients · 251-500 to 251-500Mar 3, 2025 to Jul 21, 2025
- Discretionary RAUM · $374M to $432MMar 3, 2025 to Jul 21, 2025
- HNW RAUM · $71.7M to $101MMar 3, 2025 to Jul 21, 2025
- Individual RAUM · $256M to $281MMar 3, 2025 to Jul 21, 2025
- Non-discretionary RAUM · $0 to $16,825Mar 3, 2025 to Jul 21, 2025
- RAUM · $374M to $432MMar 3, 2025 to Jul 21, 2025
- Accounts · 1,267 to 1,608Apr 17, 2024 to Mar 3, 2025
- Charity clients · unset to 5.0Apr 17, 2024 to Mar 3, 2025
- Corporate clients · 13 to 21Apr 17, 2024 to Mar 3, 2025
- HNW clients · 88 to 26Apr 17, 2024 to Mar 3, 2025
Signals
7 dated events
- Stevens Capital Partners reported RAUM $810.3M, up 35% from $600.7M (2026-05-28 to 2026-07-20)Jul 20, 2026 · RAUM change · derived
- Stevens Capital Partners reported RAUM $600.7M, up 39% from $432.3M (2025-08-26 to 2026-02-12)Feb 12, 2026 · RAUM change · derived
- Caleb John Moyer left Stevens Capital Partners for Moyer Financials Llc (registered 2026-05-08)Oct 21, 2025 · Advisor changed firm · fact
- David Rasmussen left Stevens Capital Partners for Northwestern Mutual Investment Services,Llc (registered 2025-01-16)Sep 12, 2024 · Advisor changed firm · fact
- 2 advisors left Stratos Wealth Advisors LLC (Omaha, NE) for Stevens Capital Partners on the same dayApr 1, 2022 · Team lift-out · derived
- Stevens Capital Partners reported RAUM $0, down 100% from $180.1M (2021-12-07 to 2021-12-14)Dec 14, 2021 · RAUM change · derived
- My Purposeful Weath filed its initial SEC registration (Form ADV)Dec 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 402-251-5800reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- stevenscapitalpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 402-251-5800reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- stevenscapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- stevenscapitalpartners.com/about/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026