RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• J••••••••• G•••••
- A••••••••• I••• BD affiliated currentsince Jan 8, 2026 · Charlotte, Nc
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 5, 2018 to Aug 2, 2022 · St. Louis, Mo
- E••••• J•••• national BDJun 12, 2017 to Nov 19, 2017 · Springfield, Mo
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• I•••left Aug 2, 2022, registered Jan 8, 2026 (1255 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 19, 2017, registered Mar 5, 2018 (106 days) · Affiliated broker-dealer or bank to another · moved with a team
- R••• J••••••••• G••••• left S•••••• N••••••• • C••••••• I••••••••• for A••••••••• I••• (registered 2026-01-08)Aug 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address