RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••••• B•••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Aug 9, 2021 · Atlanta, Ga
- A•••••• F•••••••• A••••••••• L•• formerAug 16, 2019 to May 12, 2021 · A••••••, Ga
- P••••• A•••••••• M••••• G••••• L•• independent RIAApr 5, 2019 to Jun 7, 2019 · Atlanta, Ga
- A•••••• S•••• A•••••••• I••• formerJun 13, 2017 to Apr 5, 2019 · A••••••, Ga
- A•••••• F•••••••• A••••••••• L•• to M••••• G••••• A••••••• I•••left May 12, 2021, registered Aug 9, 2021 (89 days) · RIA to RIA · moved with a team
- P••••• A•••••••• M••••• G••••• L•• to A•••••• F•••••••• A••••••••• L••left Jun 7, 2019, registered Aug 16, 2019 (70 days) · RIA to RIA
- A•••••• S•••• A•••••••• I••• to P••••• A•••••••• M••••• G••••• L••left Apr 5, 2019, registered Apr 5, 2019 (0 days) · RIA to RIA · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address