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Registered advisor

C•••••••• G••

U••• B•••••• A•••••••• L••BD affiliatedEverett, Wadual registrantIAPD 6759263

Feed of 09/14/2026

Also filed as Zhang Zhang

At current firm

0 y

since Feb 13, 2026

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Everett, Wa
U••• B•••••• I••••••••• I••• former
Jul 24, 2023 to Feb 13, 2026 · Everett, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 22, 2022 to Jul 20, 2023 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Dec 27, 2018 to Jul 14, 2022 · Redmond, Wa
W•••• F•••• A••••••• wirehouse
Apr 27, 2017 to Nov 26, 2018 · Edmonds, Wa

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••
left Jul 20, 2023, registered Jul 24, 2023 (4 days) · Wirehouse to affiliated broker-dealer or bank
H••• S••••••••• •••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 14, 2022, registered Sep 22, 2022 (70 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
W•••• F•••• A••••••• to H••• S••••••••• •••• I•••
left Nov 26, 2018, registered Dec 27, 2018 (31 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C•••••••• G•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for U••• B•••••• I••••••••• I••• (registered 2023-07-24)
Jul 20, 2023 · Advisor changed firm · fact
C•••••••• G•• left H••• S••••••••• •••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-09-22)
Jul 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address