RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• E•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 20, 2020 · Grand Rapids, Mi
- A••••• P•••• R••••••••• G•••• L•• state registeredNov 30, 2018 to Jun 2, 2020 · Middleville, Mi
- F•••••••• F•••••••• A••••••• independent RIAApr 28, 2017 to Dec 3, 2018 · Grand Rapids, Mi
- A••••• P•••• R••••••••• G•••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 2, 2020, registered Jul 20, 2020 (48 days) · Other
- F•••••••• F•••••••• A••••••• to A••••• P•••• R••••••••• G•••• L••left Dec 3, 2018, registered Nov 30, 2018 (-3 days) · RIA to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address