DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• P•••••• S••••••

C••••• I••••••••• A••••••• L••BD affiliatedBridgeville, Padual registrantIAPD 6772063

Certified Financial Planner

Feed of 09/14/2026

Also filed as N••••••• S••••••

At current firm

2 y

since Feb 22, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 22, 2024 · Bridgeville, Pa
S•••••••• W••••• I••••••••• G••••• L•• independent RIA
Oct 7, 2022 to Jan 29, 2024 · Louisville, Ky
P•• W••••• M••••••••• BD affiliated
Jan 24, 2020 to Jun 8, 2022 · Pittsburgh, Pa
C••••••• S••••••••• I••• BD affiliated
Dec 26, 2018 to Dec 17, 2019 · Butler, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 21, 2017 to Oct 29, 2018 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W••••• I••••••••• G••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 29, 2024, registered Feb 22, 2024 (24 days) · RIA to affiliated broker-dealer or bank
P•• W••••• M••••••••• to S•••••••• W••••• I••••••••• G••••• L••
left Jun 8, 2022, registered Oct 7, 2022 (121 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• S••••••••• I••• to P•• W••••• M•••••••••
left Dec 17, 2019, registered Jan 24, 2020 (38 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Oct 29, 2018, registered Dec 26, 2018 (58 days) · Wirehouse to affiliated broker-dealer or bank

Signals

N••••••• P•••••• S•••••• left S•••••••• W••••• I••••••••• G••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-02-22)
Jan 29, 2024 · Advisor changed firm · fact
N••••••• P•••••• S•••••• left P•• W••••• M••••••••• for S•••••••• W••••• I••••••••• G••••• L•• (registered 2022-10-07)
Jun 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address