D••••• E••• W•••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since May 1, 2023 · Morristown, Nj
• E•••••••• A•••••••• L•• national BD
  Jul 9, 2019 to May 4, 2023 · Rogers, Ar
• S•••••• L•• unclassified
  Apr 1, 2017 to Jun 18, 2019 · Fayetteville, Ar

• E•••••••• A•••••••• L•• to P•••••• A•••••• G••••• L••
  left May 4, 2023, registered May 1, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• S•••••• L•• to E•••••••• A•••••••• L••
  left Jun 18, 2019, registered Jul 9, 2019 (21 days) · Other

• ••• Locked
  May 4, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address