RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C•••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 12, 2025 · Florham Park, Nj
- M••••• S•••••• wirehouseJan 15, 2025 to Sep 3, 2025 · Paramus, Nj
- C•••••• S••••• • C••• I••• national BDJul 10, 2023 to Jan 5, 2025 · New York City, Ny
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 3, 2025, registered Sep 12, 2025 (9 days) · Wirehouse to wirehouse · moved with a team
- C•••••• S••••• • C••• I••• to M••••• S••••••left Jan 5, 2025, registered Jan 15, 2025 (10 days) · Affiliated broker-dealer or bank to wirehouse
- K•••• C••••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-09-12)Sep 3, 2025 · Advisor changed firm · fact
- K•••• C••••••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2025-01-15)Jan 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address