RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• C•••••••• D••••
- F•••••••• L•• state registered currentsince May 25, 2023 · Decatur, Ga
- D•• W••••• M••••••••• independent RIAAug 2, 2022 to Mar 22, 2023 · Chattahoochee, Ga
- C••••••• F•••••••• G••••••• state registeredJun 28, 2017 to Sep 16, 2022 · Portland, Or
- D•• W••••• M••••••••• to F•••••••• L••left Mar 22, 2023, registered May 25, 2023 (64 days) · RIA to a state-registered adviser
- C••••••• F•••••••• G••••••• to D•• W••••• M•••••••••left Sep 16, 2022, registered Aug 2, 2022 (-45 days) · Other
- L•••• C•••••••• D•••• left D•• W••••• M••••••••• for F•••••••• L•• (registered 2023-05-25)Mar 22, 2023 · Advisor changed firm · fact
- L•••• C•••••••• D•••• left C••••••• F•••••••• G••••••• for D•• W••••• M••••••••• (registered 2022-08-02)Sep 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address