DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• W••••• M•••••••••
Legal name D•• W••••• M••••••••• L••
Latest filing Sep 8, 2026
First filing on the tape Feb 16, 2012 · 93 filings
SEC status approved since Jun 24, 2016
RAUM
$465M
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
100%
$465M individuals and HNW
Advisors
24
registered through the firm on IAPD
RAUM per advisor
$19.4M
derived; firm RAUM over IAPD count
Employees
36
24 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
93 filings and snapshots on the tape
RAUM$465M as of Jun 9, 2026
Feb 16, 2012$56.1M then
HNW client RAUM$450M as of Jun 9, 2026
Mar 27, 2018$119M then
State-registered IARs (5.B.3)23 as of Jun 9, 2026
Feb 16, 20120 then
Employees (5.A)40 as of Jun 9, 2026
Mar 23, 20175 then
Private funds: no history
RAUM +28% over the last fiscal year+23% a year over threeIARs 20 to 25offices 11 to 16
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- $19.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $779,622derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 43%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.4derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +40%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $146M, 106 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$450M97%
- Individuals$14.2M3.1%
- Individual clients
- 37reported
- HNW clients
- 209reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 596reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $332M managedreported
- Custody of client assets
- $146M for 106 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
24 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• P•••••• D••Certified Financial Planner, Chartered Financial Consultant | Scottsdale, Az | Mar 2, 2004 | 30 y | 0 |
| B•••• T••••• K•••••••Certified Financial Planner, Chartered Financial Consultant | Scottsdale, Az | Apr 9, 2018 | 14 y | 1 |
| A••••• T••••• M••• | Scottsdale, Az | Dec 24, 2020 | 16 y | 1 |
| R••• A•••• C••Certified Financial Planner | Scottsdale, Az | Jul 27, 2021 | 10 y | 2 |
| S•••• E•••••••• M••••••Certified Financial Planner | Scottsdale, Az | Sep 2, 2021 | 11 y | 0 |
| C••••• B••••••• B••••••Certified Financial Planner | Scottsdale, Az | May 12, 2022 | 11 y | 1 |
| P•••••• R••••• W•••••Certified Financial Planner | Austin, Tx | May 29, 2022 | 10 y | 1 |
| B•••• D•••• S••••Certified Financial Planner | Swisher, Ia | Jul 8, 2022 | 15 y | 2 |
| G•••• M••••• G•••••••Certified Financial Planner | Scottsdale, Az | Aug 10, 2022 | 11 y | 0 |
| J••••• A•••••••• K•••••••Certified Financial Planner | Scottsdale, Az | Mar 31, 2023 | 11 y | 1 |
| S••••••• M••••• R•••• | Scottsdale, Az | Sep 22, 2023 | 11 y | 0 |
| S••••••• Y••••• P•••••••• | Humble, Tx | Oct 31, 2023 | 13 y | 3 |
| N••••••• J••••• W•••Certified Financial Planner | Scottsdale, Az | Dec 6, 2023 | 11 y | 1 |
| B•••• A•••••• T•••••••Certified Financial Planner | Scottsdale, Az | Apr 24, 2024 | 13 y | 0 |
| J••••• S••• R•••Certified Financial Planner | Scottsdale, Az | Feb 18, 2025 | 12 y | 2 |
| G•••••• M•••••• H•••••• | Oregon City, Or | Feb 26, 2025 | 12 y | 2 |
| A•••••••• M• K•••••• | Scottsdale, Az | May 1, 2025 | 10 y | 1 |
| S••••• M•••••• C•••••••• | Scottsdale, Az | Oct 14, 2025 | 10 y | 1 |
| J••• M•••••• R••••Certified Financial Planner | Scottsdale, Az | Nov 12, 2025 | 11 y | 1 |
| A••••• S•••••• B••••••••• | Scottsdale, Az | Nov 13, 2025 | 12 y | 3 |
| C•••• G•••••Certified Financial Planner | Dallas, Tx | Nov 17, 2025 | 16 y | 0 |
| G•••••• R••• H••••• | Lexington, Ky | Mar 10, 2026 | 13 y | 2 |
| J•••••• D•••• L•••••• | Pea Ridge, Ar | Aug 21, 2026 | 11 y | 0 |
| M•••••• S•••••• S••••• | Scottsdale, Az | Aug 29, 2026 | 11 y | 0 |
Advisor movement
5 left, 5 joined in 12 months
net 0 in 12 months3 left in 90 days0 joined in 90 daysdeparture rate 21% of current headcount10 left over 36 months
Left, latest
- K••••• Q••••• to P••• A••••• S••••••••• L••Aug 6, 2026 · RIA to affiliated broker-dealer or bank
- N•••••••• B••••••• to J••• M••••• S••••••••• L••Jul 4, 2026 · RIA to wirehouse
- K•••• S•••••• to F••••Jun 30, 2026 · RIA to RIA
- R••• R••••• M••••• to P•••••••• L••Nov 12, 2025 · RIA to RIA
- C••••• T••• R••• to O•••• W•••••• I•••Oct 20, 2025 · RIA to affiliated broker-dealer or bank
- S•••••• M••••••••• to E•••••••••Feb 19, 2025 · RIA to RIA
- W••••• J•••• L••••••• to E•••••••••Jun 18, 2024 · RIA to RIA
- A••••• J•••••• S••••••••• to A••••• F•••••••• G••••May 7, 2024 · RIA to RIA
- N••••••• J•••• M••••• to B•••••••• W•••••Jan 31, 2024 · Other
- A••• N•• B••• to J•• W••••• M••••••••• L••Oct 30, 2023 · RIA to RIA
- L•••• C•••••••• D•••• to F•••••••• L••Mar 22, 2023 · RIA to a state-registered adviser
- C••••••• V••••• to U•• F•••••••• S••••••• I•••Jul 27, 2022 · RIA to wirehouse
- S••• R• M•••••• to Q• A•••••••• L••Aug 27, 2021 · Other
- B•••• H••• H••• to F••••••• P••••••• A•• W•••••••• A•••••••Oct 1, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- G•••••• R••• H••••• from E••••• J••••Mar 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••••• S•••••• B••••••••• from A••••••••• F•••••••• S•••••••• L••Nov 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••• M•••••• R•••• from P•••••• M• S•••••• • A••••••••• I••Nov 12, 2025 · RIA to RIA
- S••••• M•••••• C•••••••• from M•• C••Oct 14, 2025 · RIA to RIA
- K•••• S•••••• from A••• P•••••••Sep 29, 2025 · Other
- A•••••••• M• K•••••• from M••••• S••••••May 1, 2025 · Wirehouse to independent RIA
- G•••••• M•••••• H•••••• from F••••• I•••••••••Feb 26, 2025 · RIA to RIA
- J••••• S••• R••• from F•••••••• S•••••••• L••Feb 18, 2025 · Other
- C••••• T••• R••• from O•••• W•••••• I•••Feb 28, 2024 · Affiliated broker-dealer or bank to independent RIA
- N••••••• J••••• W••• from C••• L••Dec 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- A••••• J•••••• S••••••••• from T•••••••• W•••••Nov 19, 2023 · RIA to RIA
- S••••••• Y••••• P•••••••• from D••••• W••••• S•••••••••Oct 31, 2023 · Other
- S•••••• M••••••••• from I••••••• I••••••••• C••••••• L••Sep 22, 2023 · RIA to RIA
- J••••• A•••••••• K••••••• from H•••• F•••••••• S•••••••• I•••Mar 31, 2023 · RIA to RIA
- A••• N•• B••• from S••••••••• P•••••• C•••••• M••••••••• L••Mar 30, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J•••••• E•••••• · Chief Operating Officercontrolsince 07/2022 · owns less than 5%
- D••• J••••• P•••••• · Chief Executive Officer, Chief Compliance Officercontrolsince 07/1999 · owns less than 5%
- D••• M•••• M••••••• · Presidentcontrolsince 01/2017 · owns less than 5%
- K•••••••• B••••• T••••• · Managing Partnercontrolsince 11/2022 · owns less than 5%
- D••• J••••• P•••••• · Directorcontrolsince 11/2022 · owns F of D•• H•••••••• I•••
- D••• M•••• M••••••• · Directorcontrolsince 11/2022 · owns F of D•• H•••••••• I•••
- K•••••••• B••••• T••••• · Directorcontrolsince 11/2022 · owns F of D•• H•••••••• I•••
- N•••• A•••• E••••• · Directorcontrolsince 11/2022 · owns F of D•• H•••••••• I•••
- O•••••• J•••••• H••• · Trusteecontrolsince 11/2022 · owns F of D•• H•••••••• I•••
Entity owners
- D•• H•••••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 24 | 7 | 5 | ||
| Westerville, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 40 to 36Jun 9, 2026 to Sep 8, 2026
- Financial planning clients · 251-500 to 251-500Jun 9, 2026 to Sep 8, 2026
- State-registered IARs · 23 to 25Jun 9, 2026 to Sep 8, 2026
- Related adviser · false to unsetJun 9, 2026 to Sep 8, 2026
- Related bank · false to unsetJun 9, 2026 to Sep 8, 2026
- Related broker-dealer · false to unsetJun 9, 2026 to Sep 8, 2026
- Related insurance company · false to unsetJun 9, 2026 to Sep 8, 2026
- Succession · false to unsetJun 9, 2026 to Sep 8, 2026
- Accounts · 664 to 596Feb 17, 2026 to Mar 5, 2026
- Advisory employees · 20 to 24Feb 17, 2026 to Mar 5, 2026
- HNW clients · 136 to 209Feb 17, 2026 to Mar 5, 2026
- Individual clients · 40 to 37Feb 17, 2026 to Mar 5, 2026
- Commission compensation · true to falseFeb 17, 2026 to Mar 5, 2026
- Assets in custody · $149M to $146MFeb 17, 2026 to Mar 5, 2026
- Employees · 30 to 40Feb 17, 2026 to Mar 5, 2026
- Financial planning clients · 101-250 to 251-500Feb 17, 2026 to Mar 5, 2026
- State-registered IARs · 20 to 23Feb 17, 2026 to Mar 5, 2026
- Discretionary RAUM · $156M to $201MFeb 17, 2026 to Mar 5, 2026
- HNW RAUM · $340M to $450MFeb 17, 2026 to Mar 5, 2026
- Individual RAUM · $20.6M to $14.2MFeb 17, 2026 to Mar 5, 2026
- Non-discretionary RAUM · $206M to $263MFeb 17, 2026 to Mar 5, 2026
- RAUM · $362M to $465MFeb 17, 2026 to Mar 5, 2026
- Wrap assets (manager) · $312M to $332MFeb 17, 2026 to Mar 5, 2026
- Other offices · 13 to 16Nov 12, 2025 to Feb 17, 2026
- Other offices · 10 to 13Aug 29, 2025 to Nov 12, 2025
- Other offices · 11 to 10Apr 30, 2025 to Aug 29, 2025
- Accounts · 511 to 664Feb 26, 2025 to Apr 30, 2025
- Advisory employees · 21 to 20Feb 26, 2025 to Apr 30, 2025
- HNW clients · 131 to 136Feb 26, 2025 to Apr 30, 2025
- Individual clients · 64 to 40Feb 26, 2025 to Apr 30, 2025
- Assets in custody · $66.2M to $149MFeb 26, 2025 to Apr 30, 2025
- Employees · 31 to 30Feb 26, 2025 to Apr 30, 2025
- Financial planning clients · 101-250 to 101-250Feb 26, 2025 to Apr 30, 2025
- Discretionary RAUM · $109M to $156MFeb 26, 2025 to Apr 30, 2025
- HNW RAUM · $276M to $340MFeb 26, 2025 to Apr 30, 2025
- Individual RAUM · $18.2M to $20.6MFeb 26, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $184M to $206MFeb 26, 2025 to Apr 30, 2025
- RAUM · $294M to $362MFeb 26, 2025 to Apr 30, 2025
- Wrap assets (manager) · $249M to $312MFeb 26, 2025 to Apr 30, 2025
- Other offices · 9 to 11Oct 10, 2024 to Feb 26, 2025
Signals
18 dated events
- K••••• Q••••• left D•• W••••• M••••••••• for P••• A••••• S••••••••• L•• (registered 2026-09-08)Aug 6, 2026 · a•••••• firm change · fact
- N•••••••• B••••••• left D•• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2026-07-15)Jul 4, 2026 · a•••••• firm change · fact
- K•••• S•••••• left D•• W••••• M••••••••• for Facet (registered 2026-07-15)Jun 30, 2026 · a•••••• firm change · fact
- D•• W••••• M••••••••• reported RAUM $464.7M, up 28% from $361.9M (2026-02-17 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- R••• R••••• M••••• left D•• W••••• M••••••••• for P•••••••• L•• (registered 2025-11-17)Nov 12, 2025 · a•••••• firm change · fact
- C••••• T••• R••• left D•• W••••• M••••••••• for O•••• W•••••• I••• (registered 2026-01-29)Oct 20, 2025 · a•••••• firm change · fact
- S•••••• M••••••••• left D•• W••••• M••••••••• for Entrewealth (registered 2025-02-27)Feb 19, 2025 · a•••••• firm change · fact
- W••••• J•••• L••••••• left D•• W••••• M••••••••• for Entrewealth (registered 2024-08-26)Jun 18, 2024 · a•••••• firm change · fact
- A••••• J•••••• S••••••••• left D•• W••••• M••••••••• for A••••• F•••••••• G•••• (registered 2024-08-14)May 7, 2024 · a•••••• firm change · fact
- N••••••• J•••• M••••• left D•• W••••• M••••••••• for B•••••••• W••••• (registered 2024-02-26)Jan 31, 2024 · a•••••• firm change · fact
- A••• N•• B••• left D•• W••••• M••••••••• for J•• W••••• M••••••••• L•• (registered 2026-03-03)Oct 30, 2023 · a•••••• firm change · fact
- Emerson J••••• Crawford (Director Of Operations) appeared on Schedule A of D•• W••••• M•••••••••Mar 30, 2023 · Control person joined · fact
- L•••• C•••••••• D•••• left D•• W••••• M••••••••• for F•••••••• L•• (registered 2023-05-25)Mar 22, 2023 · a•••••• firm change · fact
- Edward Alex Nava (Director) appeared on Schedule A of D•• W••••• M•••••••••Nov 18, 2022 · Control person joined · fact
- Heim Judith O'Dell (Trustee) appeared on Schedule A of D•• W••••• M•••••••••Nov 18, 2022 · Control person joined · fact
- C••••••• V••••• left D•• W••••• M••••••••• for U•• F•••••••• S••••••• I••• (registered 2023-01-12)Jul 27, 2022 · a•••••• firm change · fact
- Michelle Mimi Dew (President) appeared on Schedule A of D•• W••••• M•••••••••Mar 27, 2020 · Control person joined · fact
- D•• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 16, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@dewwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 480-614-9119reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/DEW-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- DEWWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 480-614-9119reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026