DFX Intelligence
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Registered advisor
H•••••• R••••••
Feed of 09/14/2026
Also filed as H•••••• J••••• R••••••••• R••••••••• J• R••••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Loxahatchee, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 22, 2024 to Mar 31, 2025 · Loxahatchee, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 7, 2023 to Feb 21, 2024 · Palm Beach, Fl
- W•••• F•••• A••••••• wirehouseJun 9, 2021 to Jul 25, 2023 · Palm Beach, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 13, 2020 to Jan 8, 2021 · Miami, Fl
- M••••• S•••••• wirehouseJan 9, 2019 to Jun 26, 2019 · Stuart, Fl
All 6 prior registrationsShow fewer
- W•••• F•••• A••••••• wirehouseMay 24, 2018 to Dec 18, 2018 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 21, 2024, registered May 22, 2024 (91 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 25, 2023, registered Aug 7, 2023 (13 days) · Wirehouse to wirehouse · moved with a team
- M•• I•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jan 8, 2021, registered Jun 9, 2021 (152 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Jun 26, 2019, registered Nov 13, 2020 (506 days) · Wirehouse to affiliated broker-dealer or bank
All 6 movesShow fewer
- W•••• F•••• A••••••• to M••••• S••••••left Dec 18, 2018, registered Jan 9, 2019 (22 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 21, 2024 · Advisor changed firm · fact
- ••• LockedJul 25, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address