DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Samuel-Wayne Rogers
Certified Financial Planner
Feed of 09/14/2026
Also filed as Benjamin S. Rogers
At current firm
2 y
since Feb 1, 2024
In the industry
15 y
since Jan 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Peterson Rogers Private Wealth, LLC independent RIA currentsince Feb 1, 2024 · Salt Lake City, Ut
- Peterson Rogers Private Wealth, LLC independent RIAFeb 27, 2023 to Dec 31, 2023 · Salt Lake City, Ut
- Axxcess Wealth Management, LLC independent RIASep 23, 2022 to May 11, 2023 · Lehi, Ut
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 14, 2017 to Sep 28, 2022 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Axxcess Wealth Management, LLC to Peterson Rogers Private Wealth, LLCleft May 11, 2023, registered Feb 27, 2023 (-73 days) · RIA to a newly registered adviser · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Axxcess Wealth Management, LLCleft Sep 28, 2022, registered Sep 23, 2022 (-5 days) · Wirehouse to independent RIA · moved with a team
Signals
- Benjamin Samuel-Wayne Rogers left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)May 11, 2023 · Advisor changed firm · fact
- Benjamin Samuel-Wayne Rogers left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Axxcess Wealth Management, Llc (registered 2022-09-23)Sep 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address