DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Axxcess Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape May 30, 2012 · 73 filings
SEC status approved since Jun 6, 2012
RAUM
$8.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
89%
$7.9B individuals and HNW
Advisors
38
registered through the firm on IAPD
RAUM per advisor
$234M
derived; firm RAUM over IAPD count
Employees
72
44 advisory (5.B.1)
Offices
26
beyond the principal office
Private funds
0
reported on Schedule D
History
73 filings and snapshots on the tape
RAUM$8.9B as of Mar 31, 2026
Mar 11, 2013$155M then
HNW client RAUM$5.9B as of Mar 31, 2026
Mar 30, 2018$343M then
State-registered IARs (5.B.3)44 as of Mar 31, 2026
Mar 11, 20132 then
Employees (5.A)72 as of Mar 31, 2026
Mar 11, 20138 then
Private funds: no history
RAUM +40% over the last fiscal year+38% a year over threeIARs 52 to 44offices 28 to 26
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $234MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 252derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $340,981derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 1.4derived27 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- -15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $398M, 696 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.9B67%
- Individuals$2.0B22%
- Pension and profit-sharing plans$588M6.6%
- Corporations and businesses$339M3.8%
- Charitable organizations$45.3M0.5%
- Other investment advisers$5.8M0.1%
- State and municipal entities$870,0020.0%
- Individual clients
- 7,359reported
- HNW clients
- 2,199reported
- Pension plan clients
- 679reported
- Charitable clients
- 18reported
- Accounts
- 26,039reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $398M for 696 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
38 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Loren Seid | Carlsbad, Ca | Jan 4, 2022 | 29 y | 5 |
| Meris Arel CollierCertified Financial Planner | Seattle, Wa | Jan 4, 2022 | 19 y | 6 |
| Dennis Wayne Manzo | Carlsbad, Ca | Jan 4, 2022 | 11 y | 1 |
| Kevin William Manzo | Brea, Ca | Jan 4, 2022 | 19 y | 3 |
| Eric Allen Sams | Carlsbad, Ca | Jan 4, 2022 | 16 y | 5 |
| Ian Scott Mcilvaine | Charleston, Wv | Jan 4, 2022 | 16 y | 3 |
| Mariah Yvonne Wisely | Brea, Ca | Jan 4, 2022 | 14 y | 1 |
| Bart Adrian ZandbergenCertified Financial Planner | Carlsbad, Ca | Jan 4, 2022 | 34 y | 3 |
| Cory PerssonChartered Financial Analyst | Carlsbad, Ca | Jan 5, 2022 | 12 y | 2 |
| Lois Ann Crichton | Charleston, Wv | Jan 7, 2022 | 33 y | 2 |
| John Michael Jones | Charleston, Wv | Jan 7, 2022 | 31 y | 3 |
| Andrew Fowler Thomas | Baton Rouge, La | Jan 19, 2022 | 25 y | 2 |
| Jonathan Daniel Brackmann | Carlsbad, Ca | Jan 24, 2022 | 26 y | 5 |
| James Anthony Milazzo | Overland Park, Ks | Mar 30, 2022 | 26 y | 1 |
| Mark Allen Sewalson | Carlsbad, Ca | Mar 31, 2022 | 43 y | 1 |
| Scott Edward Heinila | Northlake, Tx | Jul 18, 2022 | 17 y | 3 |
| Jonathan Dominic Lugo | Laguna Beach, Ca | Feb 21, 2023 | 13 y | 0 |
| Kathryn M Lester | Charleston, Wv | Apr 5, 2023 | 28 y | 4 |
| Adrienne Rivett | Scottsdale, Az | Jun 14, 2023 | 16 y | 2 |
| Michael Dean Cavendish | Carlsbad, Ca | Jun 30, 2023 | 44 y | 1 |
| Caleb Joe CastoCertified Financial Planner | Carlsbad, Ca | Aug 4, 2023 | 16 y | 1 |
| Richard Alexander Leu | Pasadena, Ca | Aug 9, 2023 | 22 y | 5 |
| Steven Delmon ClementCertified Financial Planner | Pasadena, Ca | Nov 13, 2023 | 39 y | 1 |
| Jaime Gwenn Hefner | Carlsbad, Ca | Dec 1, 2023 | 24 y | 3 |
| Jeffrey Douglas AndersonChartered Financial Analyst | Carlsbad, Ca | Feb 29, 2024 | 27 y | 1 |
| David Forrest Millheim | Carlsbad, Ca | Aug 22, 2024 | 14 y | 0 |
| Lauren Marie Vanveelen | Goleta, Ca | Nov 14, 2024 | 15 y | 3 |
| Benjamin Lancelot Ambrosini | Carlsbad, Ca | Dec 9, 2024 | 12 y | 2 |
| Jason Andrew Lunsford | Charleston, Wv | Feb 3, 2025 | 25 y | 8 |
| Deron T MccoyCertified Financial Planner, Chartered Financial Analyst | Pacific Palisades, Ca | Mar 10, 2025 | 31 y | 5 |
| Mitchell J Dunn | Newport Beach, Ca | Apr 11, 2025 | 10 y | 3 |
| Luke Andrew Mcclure | Carlsbad, Ca | May 8, 2025 | 17 y | 2 |
| Wyatt Forrest Gibbs | Carlsbad, Ca | Aug 28, 2025 | 11 y | 2 |
| Timothy Taylor RickeyCertified Financial Planner | Carlsbad, Ca | Sep 22, 2025 | 13 y | 2 |
| Anthony William KakukCertified Financial Planner | Carlsbad, Ca | Dec 9, 2025 | 20 y | 0 |
| Jeffrey Owen Borman | Carlsbad, Ca | Dec 17, 2025 | 14 y | 2 |
| Alexandra Marie Gill | Newport Beach, Ca | Jan 2, 2026 | 12 y | 1 |
| Chelsea Marie Weiss | Charleston, Wv | Jan 5, 2026 | 12 y | 0 |
Advisor movement
3 left, 3 joined in 12 months
net 0 in 12 months3 left in 90 days0 joined in 90 daysdeparture rate 7.9% of current headcount25 left over 36 months
Left, latest
- Justin Mark Bonavitacola to Vandalia WealthSep 4, 2026 · RIA to a newly registered adviser
- Dorsey Webster Tyndall to Vandalia WealthJul 2, 2026 · RIA to RIA
- John Davis Fleming to Vandalia WealthJul 2, 2026 · RIA to RIA
- Craig L Pelletier to P&L Family WealthSep 2, 2025 · RIA to a state-registered adviser
- Alicia Carinalli to Mercer Global Advisors Inc.Jun 18, 2025 · RIA to RIA
- Alan Derek Grismore to Santara Wealth Management LLCFeb 7, 2025 · RIA to a newly registered adviser
- Joshua J Khokhar to Santara Wealth Management LLCFeb 3, 2025 · RIA to a newly registered adviser
- Jonathan Yuri Freeman to Presidio Capital Management, LLCJan 27, 2025 · RIA to RIA
- Dee House to Belpointe Asset Management LLCJan 15, 2025 · RIA to RIA
- Michael William Best to Belpointe Asset Management LLCJan 15, 2025 · RIA to RIA
- David Nathan Robert Morgan to Belpointe Asset Management LLCJan 15, 2025 · RIA to RIA
- Timothy Victor Figueroa to Belpointe Asset Management LLCDec 31, 2024 · RIA to RIA
- Gregory Raymond Banner to Belpointe Asset Management LLCDec 31, 2024 · RIA to RIA
- Patricia L Stewart to Belpointe Asset Management LLCDec 31, 2024 · RIA to RIA
- Monica Kristina Szakos to Belpointe Asset Management LLCDec 31, 2024 · RIA to RIA
Joined, latest
- Alexandra Marie Gill from LPL Financial LLCJan 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Owen Borman from Loc Investment AdvisersDec 17, 2025 · RIA to RIA
- Timothy Taylor Rickey from Northwestern Mutual Investment Services,LLCSep 22, 2025 · Other
- Wyatt Forrest Gibbs from LPL Enterprise, LLCAug 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Luke Andrew Mcclure from LPL Financial LLCMay 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Mitchell J Dunn from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 11, 2025 · Wirehouse to independent RIA
- Deron T Mccoy from Signature Intelligent Portfolios, LLCMar 10, 2025 · RIA to RIA
- Jason Andrew Lunsford from Forvis Mazars Wealth Advisors, LLCFeb 3, 2025 · RIA to RIA
- Dorsey Webster Tyndall from Forvis Mazars Wealth Advisors, LLCJan 29, 2025 · RIA to RIA
- John Davis Fleming from Forvis Mazars Wealth Advisors, LLCJan 29, 2025 · RIA to RIA
- Benjamin Lancelot Ambrosini from Prime Capital FinancialDec 9, 2024 · RIA to RIA
- Alicia Carinalli from B.O.S.S. Retirement Advisors, LLCOct 10, 2024 · RIA to RIA
- Michelle Cari Blouin from Weitz Financial Group LLCMay 6, 2024 · Other
- Jonathan Yuri Freeman from Centura Wealth AdvisoryApr 29, 2024 · RIA to RIA
- Peter Eric Weitz from Weitz Financial Group LLCMar 5, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Vandalia WealthJul 2, 2026 · Carlsbad, Ca
- 2 left for Santara Wealth Management LLCFeb 3, 2025 · San Diego, Ca
- 3 left for Belpointe Asset Management LLCJan 15, 2025 · San Diego, Ca
- 4 left for Belpointe Asset Management LLCDec 31, 2024 · San Diego, Ca
- 2 left for Route 20 Private Wealth Inc.Dec 2, 2024 · Carlsbad, Ca
- 2 left for Ameriprise Financial Services, LLCJan 3, 2024 · Carlsbad, Ca
- 2 left for Peterson Rogers Private Wealth, LLCMay 11, 2023 · Lehi, Ut
- 4 left for Williamson Legacy Group, LLCMar 24, 2022 · Carlsbad, Ca
- 3 joined from Forvis Mazars Wealth Advisors, LLCJan 30, 2025 · Norfolk, Va
- 2 joined from Weitz Financial Group LLCAug 30, 2024 · Ft Lauderdale, Fl
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 28, 2022 · Salt Lake City, Ut
- 2 joined from Wells Fargo AdvisorsApr 13, 2022 · Overland Park, Ks
- 4 joined from Wells Fargo AdvisorsAug 23, 2021 · Indianapolis, In
- 3 joined from Wells Fargo AdvisorsAug 6, 2021 · Charleston, Wv
- 2 joined from Daniel Investment Associates, LLCDec 21, 2020 · Santa Barbara, Ca
- 2 joined from Optivest, Inc.Oct 7, 2020 · San Juan Capistrano, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Loren Michael Seid · Managing Member, Chief Executive Officer, And Chief Compliance Officercontrolsince 01/2012 · owns 75% or more
- Marie Marguerite Waters · Ownercontrolsince 12/2011 · owns 50% to 75% of Mfg Holdings, Inc.
- James Richard Waters · Ownercontrolsince 12/2011 · owns 50% to 75% of Mfg Holdings, Inc.
- Daniel Jonathan Brackmann · Chief Operating Officersince 01/2024 · owns less than 5%
- Cosimo Michael Licosati · Passive Membersince 11/2021 · owns 5% to 10%
- William Kevin Manzo · Passive Investorsince 07/2019 · owns less than 5%
- Cory Persson · Passive Investorsince 06/2023 · owns less than 5%
- Fowler Andrew Thomas · Passive Investorsince 11/2023 · owns less than 5%
- Ward Henry Winship · Passive Membersince 11/2021 · owns 5% to 10%
Entity owners
- Mfg Holdings, Inc. · Passive Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- 1942 Insurance Service Co.real estatey
Advisers that list Axxcess Wealth Management, LLC as a related person
- 310731 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carlsbad, Ca · principal | 38 | 5 | 3 | 1 | |
| Charleston, Wv | 9 | 2 | 0 | ||
| Laguna Beach, Ca | 4 | 2 | 0 | ||
| Brea, Ca | 3 | 0 | 0 | ||
| Scottsdale, Az | 2 | 0 | 0 | ||
| Newport Beach, Ca | 2 | 1 | 0 | ||
| Overland Park, Ks | 2 | 0 | 0 | ||
| Pasadena, Ca | 2 | 0 | 0 | ||
| Santa Barbara, Ca | 1 | 0 | 0 | ||
| San Diego, Ca | 1 | 0 | 0 | ||
| City Of Industry, Ca | 0 | 0 | 0 | ||
| Salt Lake City, Ut | 0 | 0 | 0 | ||
| Draper, Ut | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charleston, WV7 employees
- Laguna Beach, CA4 employees
- Brea, CA3 employees
- San Diego, CA3 employees
- Draper, UT2 employees
- Overland Park, KS2 employees
- Fort Lauderdale, FL2 employees
- Santa Barbara, CA2 employees
- Scottsdale, AZ2 employees
- Seattle, WA1 employees
- Bainbridge Island, WA1 employees
- , 1 employees
- Baton Rouge, LA1 employees
- Beckley, WV1 employees
- Franklin, TN1 employees
- Northlake, TX1 employees
- Pasadena, CA1 employees
- San Diego, CA1 employees
- San Diego, CA1 employees
- San Diego, CA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026Waters, Richard, James (OWNER) left Schedule A between the filings of 2024-04-26 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026Waters, Marguerite, Marie (OWNER) left Schedule A between the filings of 2024-04-26 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 49.0% to 67.0% between the annual amendments of 2025-04-21 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 22,242 to 26,039Aug 22, 2025 to Mar 31, 2026
- Advisory employees · 52 to 44Aug 22, 2025 to Mar 31, 2026
- Charity clients · 21 to 18Aug 22, 2025 to Mar 31, 2026
- Corporate clients · 99 to 95Aug 22, 2025 to Mar 31, 2026
- HNW clients · 1,181 to 2,199Aug 22, 2025 to Mar 31, 2026
- Individual clients · 6,700 to 7,359Aug 22, 2025 to Mar 31, 2026
- Pension plan clients · 718 to 679Aug 22, 2025 to Mar 31, 2026
- Assets in custody · $524M to $398MAug 22, 2025 to Mar 31, 2026
- Employees · 86 to 72Aug 22, 2025 to Mar 31, 2026
- Insurance-licensed employees · 1 to 0Aug 22, 2025 to Mar 31, 2026
- State-registered IARs · 52 to 44Aug 22, 2025 to Mar 31, 2026
- Other offices · 28 to 26Aug 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.2B to $8.8BAug 22, 2025 to Mar 31, 2026
- HNW RAUM · $3.1B to $5.9BAug 22, 2025 to Mar 31, 2026
- Individual RAUM · $2.3B to $2.0BAug 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $132M to $83.8MAug 22, 2025 to Mar 31, 2026
- Pension RAUM · $528M to $588MAug 22, 2025 to Mar 31, 2026
- RAUM · $6.3B to $8.9BAug 22, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Apr 21, 2025 to May 8, 2025
- Accounts · 24,090 to 22,242Apr 26, 2024 to Apr 21, 2025
- Advisory employees · 44 to 52Apr 26, 2024 to Apr 21, 2025
- Advisory activities · 5 to 6Apr 26, 2024 to Apr 21, 2025
- BD registered reps · 3 to 10Apr 26, 2024 to Apr 21, 2025
- Charity clients · 24 to 21Apr 26, 2024 to Apr 21, 2025
- Corporate clients · 107 to 99Apr 26, 2024 to Apr 21, 2025
- HNW clients · 1,105 to 1,181Apr 26, 2024 to Apr 21, 2025
- Individual clients · 8,448 to 6,700Apr 26, 2024 to Apr 21, 2025
- Pension plan clients · 1,055 to 718Apr 26, 2024 to Apr 21, 2025
- Assets in custody · $536M to $524MApr 26, 2024 to Apr 21, 2025
- Employees · 78 to 86Apr 26, 2024 to Apr 21, 2025
- State-registered IARs · 44 to 52Apr 26, 2024 to Apr 21, 2025
- Discretionary RAUM · $5.4B to $6.2BApr 26, 2024 to Apr 21, 2025
- HNW RAUM · $3.4B to $3.1BApr 26, 2024 to Apr 21, 2025
- Individual RAUM · $2.3B to $2.3BApr 26, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $1.1B to $132MApr 26, 2024 to Apr 21, 2025
- Pension RAUM · $397M to $528MApr 26, 2024 to Apr 21, 2025
- RAUM · $6.5B to $6.3BApr 26, 2024 to Apr 21, 2025
- Accounts · 9,690 to 24,090Oct 27, 2023 to Mar 28, 2024
- Advisory employees · 45 to 44Oct 27, 2023 to Mar 28, 2024
- BD registered reps · 6 to 3Oct 27, 2023 to Mar 28, 2024
Signals
57 dated events
- Justin Mark Bonavitacola left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-04-27)Sep 4, 2026 · Advisor changed firm · fact
- Dorsey Webster Tyndall left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-07-02)Jul 2, 2026 · Advisor changed firm · fact
- John Davis Fleming left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-07-02)Jul 2, 2026 · Advisor changed firm · fact
- 2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Vandalia Wealth on the same dayJul 2, 2026 · Team lift-out · derived
- Axxcess Wealth Management, Llc reported RAUM $8.9B, up 40% from $6.3B (2025-08-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Craig L Pelletier left Axxcess Wealth Management, Llc for P&L Family Wealth (registered 2026-05-11)Sep 2, 2025 · Advisor changed firm · fact
- Alicia Carinalli left Axxcess Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2025-06-16)Jun 18, 2025 · Advisor changed firm · fact
- Alan Derek Grismore left Axxcess Wealth Management, Llc for Santara Wealth Management Llc (registered 2025-02-03)Feb 7, 2025 · Advisor changed firm · fact
- Joshua J Khokhar left Axxcess Wealth Management, Llc for Santara Wealth Management Llc (registered 2025-02-03)Feb 3, 2025 · Advisor changed firm · fact
- 2 advisors left Axxcess Wealth Management, LLC (San Diego, CA) for Santara Wealth Management LLC within 4 daysFeb 3, 2025 · Team lift-out · derived
- 3 advisors left Forvis Mazars Wealth Advisors, LLC (Norfolk, VA) for Axxcess Wealth Management, LLC on the same dayJan 30, 2025 · Team lift-out · derived
- Jonathan Yuri Freeman left Axxcess Wealth Management, Llc for Presidio Capital Management, Llc (registered 2025-02-18)Jan 27, 2025 · Advisor changed firm · fact
- Michael William Best left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)Jan 15, 2025 · Advisor changed firm · fact
- Dee House left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)Jan 15, 2025 · Advisor changed firm · fact
- David Nathan Robert Morgan left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)Jan 15, 2025 · Advisor changed firm · fact
- 3 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Belpointe Asset Management LLC on the same dayJan 15, 2025 · Team lift-out · derived
- Monica Kristina Szakos left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)Dec 31, 2024 · Advisor changed firm · fact
- Timothy Victor Figueroa left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2026-03-03)Dec 31, 2024 · Advisor changed firm · fact
- Gregory Raymond Banner left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)Dec 31, 2024 · Advisor changed firm · fact
- Patricia L Stewart left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)Dec 31, 2024 · Advisor changed firm · fact
- 4 advisors left Axxcess Wealth Management, LLC (San Diego, CA) for Belpointe Asset Management LLC on the same dayDec 31, 2024 · Team lift-out · derived
- Michelle Cari Blouin left Axxcess Wealth Management, Llc for Route 20 Private Wealth Inc. (registered 2024-12-12)Dec 2, 2024 · Advisor changed firm · fact
- Peter Eric Weitz left Axxcess Wealth Management, Llc for Route 20 Private Wealth Inc. (registered 2024-09-09)Dec 2, 2024 · Advisor changed firm · fact
- 2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Route 20 Private Wealth Inc. on the same dayDec 2, 2024 · Team lift-out · derived
- Albert Christopher Nassar left Axxcess Wealth Management, Llc for Heller Private Wealth (registered 2025-10-13)Oct 3, 2024 · Advisor changed firm · fact
- Letitia Steiner Berbaum left Axxcess Wealth Management, Llc for Rfg Advisory, Llc (registered 2024-10-01)Oct 1, 2024 · Advisor changed firm · fact
- 2 advisors left Weitz Financial Group LLC (FT Lauderdale, FL) for Axxcess Wealth Management, LLC on the same dayAug 30, 2024 · Team lift-out · derived
- Randall Scott Karl left Axxcess Wealth Management, Llc for Gladstone Wealth Partners (registered 2024-06-21)Aug 2, 2024 · Advisor changed firm · fact
- Matthew Charles Burbank left Axxcess Wealth Management, Llc for Arista Wealth Management, Llc (registered 2024-06-20)Jul 22, 2024 · Advisor changed firm · fact
- Todd Donaldson Quinn left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)Jul 22, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-217-5607reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/96621617reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/e&efinancialservicesinc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- axxcesslink.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (858) 217-5347reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $234Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026