RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 11, 2026 · St. Petersburg, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedOct 13, 2022 to May 12, 2026 · Fort Worth, Tx
- M••••• C•••••• M••••••••• C•• asset managerSep 2, 2021 to Dec 31, 2021 · Mt Pleasant, Sc
- M••••• C•••••• A•••••••• L•• independent RIAOct 17, 2017 to Dec 31, 2021 · St. Augustine, Fl
- M••••• C•••••• A•••••••• L•• independent RIAOct 17, 2017 to Oct 7, 2022 · Mount Pleasant, Sc
- C•••••• W••••• A••••••• G•••• independent RIAJun 21, 2017 to Aug 10, 2017 · Fleming Island, Fl
- F•••• C•••••• A••••••• S••••••• to R•••••• J•••• • A••••••••• I•••left May 12, 2026, registered May 11, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••left Oct 7, 2022, registered Sep 2, 2021 (-400 days) · Other
- M••••• C•••••• M••••••••• C•• to F•••• C•••••• A••••••• S•••••••left Dec 31, 2021, registered Oct 13, 2022 (286 days) · Other
- C•••••• W••••• A••••••• G•••• to M••••• C•••••• A•••••••• L••left Aug 10, 2017, registered Oct 17, 2017 (68 days) · Other
- D••••• M•••••• left F•••• C•••••• A••••••• S••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-11)May 12, 2026 · Advisor changed firm · fact
- D••••• M•••••• left M••••• C•••••• A•••••••• L•• for M••••• C•••••• M••••••••• C•• (registered 2021-09-02)Oct 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address